# Allen Financial Partners

> Allen Financial Partners is an SEC-registered investment advisory firm in Prescott, AZ, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 2, 2026.

- CRD: 342928
- Filed as: ALLEN FINANCIAL PARTNERS
- Legal name: JOE Allen, LLC
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Prescott, AZ
- Filing period: October 2026
- Form ADV filing dated: July 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/342928
- AdvisorCensus page: https://advisorcensus.com/firm/allen-financial-partners-prescott-az-342928

## Quick answers

**How is Allen Financial Partners compensated?**
On its Form ADV (Item 5.E, October 2026), Allen Financial Partners reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Allen Financial Partners charge?**
Its Form ADV Part 2A brochure dated June 19, 2026 states: Hourly rate: $200 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Allen Financial Partners located?**
Allen Financial Partners' principal office is in Prescott, AZ, according to its Form ADV.

**Is Allen Financial Partners registered with the SEC or a state?**
Allen Financial Partners is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 342928.

**How much does Allen Financial Partners manage?**
Allen Financial Partners reports $0 in regulatory assets under management in its Form ADV filing dated July 2, 2026.

**Does Allen Financial Partners report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342928

**What changed in Allen Financial Partners' recent Form ADV filings?**
In the August 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated June 19, 2026)

- Hourly rate: $200 an hour (financial planning services)

> Our Firm provides financial planning services under an hourly fee arrangement, not to exceed $200 per hour . This arrangement charges a mutually agreed-upon fee for financial planning services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- allenfinancialpartners.com

## Changes in the filing (last 12 months)

### August 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Allen Financial Partners (CRD 342928): Form ADV filing data as of October 2026.