# Allen Financial Management

> Allen Financial Management is an SEC-registered investment advisory firm in Oxford, MI, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 153511
- Filed as: ALLEN FINANCIAL MANAGEMENT
- Legal name: Allen Financial Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Oxford, MI
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/153511
- AdvisorCensus page: https://advisorcensus.com/firm/allen-financial-management-oxford-mi-153511

## Quick answers

**How is Allen Financial Management compensated?**
On its Form ADV (Item 5.E, October 2026), Allen Financial Management reports these compensation arrangements: a percentage of assets under its management.

**Where is Allen Financial Management located?**
Allen Financial Management's principal office is in Oxford, MI, according to its Form ADV.

**Is Allen Financial Management registered with the SEC or a state?**
Allen Financial Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 153511.

**How much does Allen Financial Management manage?**
Allen Financial Management reports $121,209,098 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary).

**How have Allen Financial Management's assets and staff changed since 2025?**
In the Form ADV data for Allen Financial Management: Regulatory assets under management: $114,585,338 in the October 2025 data and $121,209,098 in the October 2026 data, up 6%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Allen Financial Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (250); high net worth individuals (38).

**Which custodians does Allen Financial Management use?**
Allen Financial Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Distributors Company LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Allen Financial Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153511

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $121,209,098
- Discretionary: $121,209,098
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 250 | $44,398,653 |
| High net worth individuals | 38 | $76,810,445 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, MI, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- afmwealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $114,585,338 | 1 | April 18, 2025 |
| October 2026 | $121,209,098 | 1 | March 4, 2026 |

Regulatory assets under management: $114,585,338 in the October 2025 data and $121,209,098 in the October 2026 data, up 6%.
Total employees: 1 in October 2025 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Allen Financial Management (CRD 153511): Form ADV filing data as of October 2026.