# Allen Financial Advisement, Inc.

> Allen Financial Advisement, Inc. is a state-registered investment advisory firm in La Jolla, CA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 9, 2026.

- CRD: 337542
- Filed as: ALLEN FINANCIAL ADVISEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: La Jolla, CA
- Filing period: October 2026
- Form ADV filing dated: April 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/337542
- AdvisorCensus page: https://advisorcensus.com/firm/allen-financial-advisement-inc-la-jolla-ca-337542

## Quick answers

**How is Allen Financial Advisement, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Allen Financial Advisement, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Allen Financial Advisement, Inc. located?**
Allen Financial Advisement, Inc.'s principal office is in La Jolla, CA, according to its Form ADV.

**Is Allen Financial Advisement, Inc. registered with the SEC or a state?**
Allen Financial Advisement, Inc. is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 337542.

**How much does Allen Financial Advisement, Inc. manage?**
Allen Financial Advisement, Inc. reports $6,700,000 in regulatory assets under management in its Form ADV filing dated April 9, 2026 (100% discretionary).

**What types of clients does Allen Financial Advisement, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (135).

**Does Allen Financial Advisement, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/337542

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $6,700,000
- Discretionary: $6,700,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 135 | $6,700,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- allenfinancialadvisement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Allen Financial Advisement, Inc. (CRD 337542): Form ADV filing data as of October 2026.