# Allen Capital Management, LLC

> Allen Capital Management, LLC is an SEC-registered investment advisory firm in Vancouver, WA, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 135147
- Filed as: ALLEN CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Vancouver, WA
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/135147
- AdvisorCensus page: https://advisorcensus.com/firm/allen-capital-management-llc-vancouver-wa-135147

## Quick answers

**How is Allen Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Allen Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Allen Capital Management, LLC located?**
Allen Capital Management, LLC's principal office is in Vancouver, WA, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Allen Capital Management, LLC registered with the SEC or a state?**
Allen Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 135147.

**How much does Allen Capital Management, LLC manage?**
Allen Capital Management, LLC reports $200,030,786 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary).

**How have Allen Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Allen Capital Management, LLC: Regulatory assets under management: $124,700,000 in the October 2021 data and $200,030,786 in the October 2026 data, up 60%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Allen Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (60); high net worth individuals (49).

**Does Allen Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/135147

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 3, 2026)

- Minimum annual fee: $5,000

> *$5000 minimum annual fee

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $200,030,786
- Discretionary: $200,030,786
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 60 | $33,907,629 |
| High net worth individuals | 49 | $166,123,157 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (20 years)
- Employees: 9 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Lake Oswego, OR

### Websites listed on Form ADV (Item 1.I)
- [allentrust.com](https://allentrust.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $124,700,000 | 9 | March 18, 2021 |
| October 2022 | $178,164,672 | 9 | June 30, 2022 |
| October 2023 | $157,746,622 | 9 | March 29, 2023 |
| October 2024 | $179,326,644 | 9 | August 19, 2024 |
| October 2025 | $192,433,350 | 9 | March 11, 2025 |
| October 2026 | $200,030,786 | 9 | August 26, 2026 |

Regulatory assets under management: $124,700,000 in the October 2021 data and $200,030,786 in the October 2026 data, up 60%.
Total employees: 9 in October 2021 and 9 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Allen Capital Management, LLC (CRD 135147): Form ADV filing data as of October 2026.