# Allen Capital Group, LLC

> Allen Capital Group, LLC is an SEC-registered investment advisory firm in Grand Island, NE, registered since 2005, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 135879
- Filed as: ALLEN CAPITAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Grand Island, NE
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/135879
- AdvisorCensus page: https://advisorcensus.com/firm/allen-capital-group-llc-grand-island-ne-135879

## Quick answers

**How is Allen Capital Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Allen Capital Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Allen Capital Group, LLC located?**
Allen Capital Group, LLC's principal office is in Grand Island, NE, according to its Form ADV; the April 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is Allen Capital Group, LLC registered with the SEC or a state?**
Allen Capital Group, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 135879.

**How much does Allen Capital Group, LLC manage?**
Allen Capital Group, LLC reports $1,501,556,085 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Allen Capital Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Allen Capital Group, LLC: Regulatory assets under management: $712,025,110 in the October 2021 data and $1,501,556,085 in the October 2026 data, up 111%. Total employees: 30 in October 2021 and 38 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Allen Capital Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,779); high net worth individuals (410); charitable organizations (56).

**Which custodians does Allen Capital Group, LLC use?**
Allen Capital Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Allen Capital Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/135879

**What changed in Allen Capital Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 20 to 21. Regulatory assets under management went from $1,223,235,037 to $1,501,556,085 (+23%). Changed its office addresses in Scottsbluff, NE.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,501,556,085
- Discretionary: $1,495,911,686
- Non-discretionary: $5,644,399

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,779 | $427,113,373 |
| High net worth individuals | 410 | $985,430,314 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $5,644,399 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $8,636,026 |
| Charitable organizations | 56 | $56,453,474 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 23 | $18,278,499 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2005 (21 years)
- Employees: 38 total, 21 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, FL, IA, IL, IN, KS, LA, MN, MO, NE, NV, SC, SD, TN, TX, VA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Chadron, NE
- Kearney, NE
- Ogallala, NE
- Omaha, NE
- Scottsbluff, NE

### Websites listed on Form ADV (Item 1.I)
- allencapgroup.com
- Facebook @ALLENCAPGROUP
- LinkedIn @1275902
- X @ALLENCAPGROUP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $712,025,110 | 30 | June 1, 2021 |
| October 2022 | $889,908,865 | 39 | July 19, 2022 |
| October 2023 | $815,698,622 | 42 | September 21, 2023 |
| October 2024 | $998,471,163 | 37 | June 6, 2024 |
| October 2025 | $1,223,235,037 | 39 | July 28, 2025 |
| October 2026 | $1,501,556,085 | 38 | March 31, 2026 |

Regulatory assets under management: $712,025,110 in the October 2021 data and $1,501,556,085 in the October 2026 data, up 111%.
Total employees: 30 in October 2021 and 38 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 20 to 21.
- Regulatory assets under management went from $1,223,235,037 to $1,501,556,085 (+23%).
- Changed its office addresses in Scottsbluff, NE.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Allen Capital Group, LLC (CRD 135879): Form ADV filing data as of October 2026.