# Alken Asset Management Ltd

> Alken Asset Management Ltd is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 24, 2026.

- CRD: 329119
- Filed as: ALKEN ASSET MANAGEMENT LTD
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: London, United Kingdom
- Filing period: October 2026
- Form ADV filing dated: June 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/329119
- AdvisorCensus page: https://advisorcensus.com/firm/alken-asset-management-ltd-london-329119

## Quick answers

**How is Alken Asset Management Ltd compensated?**
On its Form ADV (Item 5.E, October 2026), Alken Asset Management Ltd reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**How much does Alken Asset Management Ltd charge?**
Its Form ADV Part 2A brochure dated June 24, 2026 states: Asset-based fee: 0.4% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Alken Asset Management Ltd located?**
Alken Asset Management Ltd's principal office is in London, United Kingdom, according to its Form ADV.

**Is Alken Asset Management Ltd registered with the SEC or a state?**
Alken Asset Management Ltd is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329119.

**How much does Alken Asset Management Ltd manage?**
Alken Asset Management Ltd reports $3,796,579,755 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (100% discretionary).

**How have Alken Asset Management Ltd's assets and staff changed since 2024?**
In the Form ADV data for Alken Asset Management Ltd: Regulatory assets under management: $1,903,795,168 in the October 2024 data and $3,796,579,755 in the October 2026 data, up 99%. Total employees: 20 in October 2024 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alken Asset Management Ltd serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10).

**Which custodians does Alken Asset Management Ltd use?**
Alken Asset Management Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman and Pictet & CIE (Europe) S.A. as custodians holding 10% or more of its separately managed account assets.

**Does Alken Asset Management Ltd report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329119

**What changed in Alken Asset Management Ltd's recent Form ADV filings?**
In the July 2026 filing data: Employees performing advisory functions went from 9 to 10. Regulatory assets under management went from $2,249,221,599 to $3,796,579,755 (+69%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 24, 2026)

- Asset-based fee: 0.4% to 1% a year (a range, as the brochure states it)

> Management fees range from 0. 40% to 1% per annum and include indirect management fees.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Brown Brothers Harriman
- Pictet & CIE (Europe) S.A.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,796,579,755
- Discretionary: $3,796,579,755
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $66,911,320 |
| Pooled investment vehicles (other than investment companies and business development companies) | 10 | $3,113,052,968 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $173,267,313 |
| Charitable organizations | Fewer than 5 | $10,915,930 |
| Other investment advisers | Fewer than 5 | $192,892,275 |
| Insurance companies | Fewer than 5 | $61,673,462 |
| Corporations or other businesses not listed above | Fewer than 5 | $177,866,487 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 21 total, 10 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alken-am.com
- LinkedIn @alken-asset-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $1,903,795,168 | 20 | June 27, 2024 |
| October 2025 | $2,249,221,599 | 18 | June 26, 2025 |
| October 2026 | $3,796,579,755 | 21 | June 24, 2026 |

Regulatory assets under management: $1,903,795,168 in the October 2024 data and $3,796,579,755 in the October 2026 data, up 99%.
Total employees: 20 in October 2024 and 21 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Employees performing advisory functions went from 9 to 10.
- Regulatory assets under management went from $2,249,221,599 to $3,796,579,755 (+69%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alken Asset Management Ltd (CRD 329119): Form ADV filing data as of October 2026.