{
  "crd_number": 329119,
  "slug": "alken-asset-management-ltd-london-329119",
  "primary_business_name": "ALKEN ASSET MANAGEMENT LTD",
  "legal_name": "ALKEN ASSET MANAGEMENT LTD",
  "dbas": [],
  "city": "London",
  "state": null,
  "country": "United Kingdom",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-02-22",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-06-24",
  "carried_forward": false,
  "raum_total": 3796579755.0,
  "raum_discretionary": 3796579755.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 21,
  "advisory_employees": 10,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 10915930.0,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 61673462.0,
      "count": null,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 173267313.0,
      "count": null,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": 192892275.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 66911320.0,
      "count": null,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 3113052968.0,
      "count": 10
    },
    "corporations_other_businesses": {
      "raum": 177866487.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://alken-am.com",
    "https://uk.linkedin.com/company/alken-asset-management"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329119",
  "city_as_filed": "LONDON",
  "url": "https://advisorcensus.com/firm/alken-asset-management-ltd-london-329119",
  "display_name": "Alken Asset Management Ltd",
  "summary": "Alken Asset Management Ltd is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 24, 2026.",
  "citation": "AdvisorCensus. Alken Asset Management Ltd (CRD 329119): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Alken Asset Management Ltd compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Alken Asset Management Ltd reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "How much does Alken Asset Management Ltd charge?",
      "a": "Its Form ADV Part 2A brochure dated June 24, 2026 states: Asset-based fee: 0.4% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Alken Asset Management Ltd located?",
      "a": "Alken Asset Management Ltd's principal office is in London, United Kingdom, according to its Form ADV."
    },
    {
      "q": "Is Alken Asset Management Ltd registered with the SEC or a state?",
      "a": "Alken Asset Management Ltd is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329119."
    },
    {
      "q": "How much does Alken Asset Management Ltd manage?",
      "a": "Alken Asset Management Ltd reports $3,796,579,755 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Alken Asset Management Ltd's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Alken Asset Management Ltd: Regulatory assets under management: $1,903,795,168 in the October 2024 data and $3,796,579,755 in the October 2026 data, up 99%. Total employees: 20 in October 2024 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Alken Asset Management Ltd serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10)."
    },
    {
      "q": "Which custodians does Alken Asset Management Ltd use?",
      "a": "Alken Asset Management Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman and Pictet & CIE (Europe) S.A. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Alken Asset Management Ltd report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329119"
    },
    {
      "q": "What changed in Alken Asset Management Ltd's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Employees performing advisory functions went from 9 to 10. Regulatory assets under management went from $2,249,221,599 to $3,796,579,755 (+69%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1903795168.0,
      "total_employees": 20,
      "filing_date": "2024-06-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 2249221599.0,
      "total_employees": 18,
      "filing_date": "2025-06-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 3796579755.0,
      "total_employees": 21,
      "filing_date": "2026-06-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 10.",
        "Regulatory assets under management went from $2,249,221,599 to $3,796,579,755 (+69%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.4% to 1% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.4% to 1% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Management fees range from 0. 40% to 1% per annum and include indirect management fees."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.4,
        1.0
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Management fees range from 0. 40% to 1% per annum and include indirect management fees."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Brown Brothers Harriman",
      "name_as_filed": "BROWN BROTHERS HARRIMAN",
      "affiliated": false
    },
    {
      "name": "Pictet & CIE (Europe) S.A.",
      "name_as_filed": "PICTET & CIE (EUROPE) S.A.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/alken-asset-management-ltd-london-329119.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 66911320.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 3113052968.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 173267313.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 10915930.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": 192892275.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": 61673462.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 177866487.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329119",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}