# Aljen Asset Management LLC

> Aljen Asset Management LLC is an SEC-registered investment advisory firm in Cedar Knolls, NJ, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 2, 2026.

- CRD: 128962
- Filed as: ALJEN ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cedar Knolls, NJ
- Filing period: October 2026
- Form ADV filing dated: April 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/128962
- AdvisorCensus page: https://advisorcensus.com/firm/aljen-asset-management-llc-cedar-knolls-nj-128962

## Quick answers

**How is Aljen Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aljen Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Aljen Asset Management LLC charge?**
Its Form ADV Part 2A brochure dated March 18, 2026 states: Flat fee: $400 to $15,000 (financial planning and/or consulting services); Hourly rate: $100 to $300 an hour (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Aljen Asset Management LLC located?**
Aljen Asset Management LLC's principal office is in Cedar Knolls, NJ, according to its Form ADV.

**Is Aljen Asset Management LLC registered with the SEC or a state?**
Aljen Asset Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 128962.

**How much does Aljen Asset Management LLC manage?**
Aljen Asset Management LLC reports $230,227,440 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (59% discretionary).

**How have Aljen Asset Management LLC's assets and staff changed since 2024?**
In the Form ADV data for Aljen Asset Management LLC: Regulatory assets under management: $126,500,545 in the October 2024 data and $230,227,440 in the October 2026 data, up 82%. Total employees: 5 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Aljen Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (304); high net worth individuals (93); pension and profit sharing plans (but not the plan participants or government pension plans) (50).

**Which custodians does Aljen Asset Management LLC use?**
Aljen Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Aljen Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128962

**Does Aljen Asset Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "AAM will generally require an asset under management minimum of $50,000 for investment management services, inclusive of financial planning services." "Our minimum account opening balance is typically $50,000 and our minimum fee is generally 0.10% however this may be negotiable under certain circumstances."

**What changed in Aljen Asset Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $205,387,895 to $230,227,440 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> AAM will generally require an asset under management minimum of $50,000 for investment management services, inclusive of financial planning services.

> Our minimum account opening balance is typically $50,000 and our minimum fee is generally 0.10% however this may be negotiable under certain circumstances.

- Flat fee: $400 to $15,000 (financial planning and/or consulting services)

> AAM’s planning and consulting fees are negotiable, but generally range from $400 to $15,000 on a fixed fee basis, and from $100 to $300 on an hourly rate basis, depending upon the level and scope of the service(s) required

- Hourly rate: $100 to $300 an hour (financial planning and/or consulting services)

> AAM’s planning and consulting fees are negotiable, but generally range from $400 to $15,000 on a fixed fee basis, and from $100 to $300 on an hourly rate basis, depending upon the level and scope of the service(s) required

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $230,227,440
- Discretionary: $135,544,014
- Non-discretionary: $94,683,426

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 304 | $52,518,447 |
| High net worth individuals | 93 | $111,242,808 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 50 | $63,961,240 |
| Corporations or other businesses not listed above | 7 | $789,081 |
| Other | 2 | $1,715,864 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, GA, NC, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- aljenam.com
- Facebook @ALJEN-ASSET-MANAGEMENT-LLC-1650465531891429

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $126,500,545 | 5 | September 11, 2024 |
| October 2025 | $205,387,895 | 5 | March 26, 2025 |
| October 2026 | $230,227,440 | 5 | April 2, 2026 |

Regulatory assets under management: $126,500,545 in the October 2024 data and $230,227,440 in the October 2026 data, up 82%.
Total employees: 5 in October 2024 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $205,387,895 to $230,227,440 (+12%).

### January 2026
- No longer registered or notice-filed in SC.

### December 2025
- No longer lists an office in West Palm Beach, FL.
- Registered or notice-filed in GA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aljen Asset Management LLC (CRD 128962): Form ADV filing data as of October 2026.