# Alignment Financial Group

> Alignment Financial Group is an SEC-registered investment advisory firm, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 306644
- Filed as: ALIGNMENT FINANCIAL GROUP
- Legal name: Alignment Financial Group, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306644
- AdvisorCensus page: https://advisorcensus.com/firm/alignment-financial-group-306644

## Quick answers

**How is Alignment Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), Alignment Financial Group reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Alignment Financial Group registered with the SEC or a state?**
Alignment Financial Group is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 306644.

**How much does Alignment Financial Group manage?**
Alignment Financial Group reports $77,600,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have Alignment Financial Group's assets and staff changed since 2023?**
In the Form ADV data for Alignment Financial Group: Regulatory assets under management: $0 in the October 2023 data and $77,600,000 in the October 2026 data. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alignment Financial Group serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (34); high net worth individuals (16); individuals (other than high net worth individuals) (11).

**Which custodians does Alignment Financial Group use?**
Alignment Financial Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Alignment Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306644

**What changed in Alignment Financial Group's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $15,000,000 to $77,600,000 (+417%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $77,600,000
- Discretionary: $77,600,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 11 | $3,000,000 |
| High net worth individuals | 16 | $73,000,000 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $1,600,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 34 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [alignfg.com](https://alignfg.com)
- LinkedIn @dan-pimental-50a54829

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 1 | April 24, 2023 |
| October 2024 | $315,730,420 | 1 | March 29, 2024 |
| October 2025 | $15,000,000 | 1 | March 6, 2025 |
| October 2026 | $77,600,000 | 1 | March 25, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $77,600,000 in the October 2026 data.
Total employees: 1 in October 2023 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $15,000,000 to $77,600,000 (+417%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alignment Financial Group (CRD 306644): Form ADV filing data as of October 2026.