{ "crd_number": 304716, "slug": "aligned-climate-capital-llc-new-york-ny-304716", "primary_business_name": "ALIGNED CLIMATE CAPITAL LLC", "legal_name": "ALIGNED CLIMATE CAPITAL LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-09-18", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 1771111877.0, "raum_discretionary": 274414532.0, "raum_non_discretionary": 1496697345.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 18, "advisory_employees": 17, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1771111877.0, "count": 6 } }, "compensation_types": [ "fixed", "other", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "ME", "NY" ], "websites": [ "https://alignedclimatecapital.com", "https://linkedin.com/company/aligned-climate-capital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304716", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/aligned-climate-capital-llc-new-york-ny-304716", "display_name": "Aligned Climate Capital LLC", "summary": "Aligned Climate Capital LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Aligned Climate Capital LLC (CRD 304716): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Fixed fees (other than subscription fees)", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Aligned Climate Capital LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Aligned Climate Capital LLC reports these compensation arrangements: fixed fees (other than subscription fees); performance-based fees; other." }, { "q": "Where is Aligned Climate Capital LLC located?", "a": "Aligned Climate Capital LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Aligned Climate Capital LLC registered with the SEC or a state?", "a": "Aligned Climate Capital LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 304716." }, { "q": "How much does Aligned Climate Capital LLC manage?", "a": "Aligned Climate Capital LLC reports $1,771,111,877 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (15% discretionary)." }, { "q": "How have Aligned Climate Capital LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Aligned Climate Capital LLC: Regulatory assets under management: $530,153,618 in the October 2021 data and $1,771,111,877 in the October 2026 data, up 234%. Total employees: 7 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Aligned Climate Capital LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Does Aligned Climate Capital LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304716" }, { "q": "What changed in Aligned Climate Capital LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 15 to 17." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 530153618.0, "total_employees": 7, "filing_date": "2021-03-16" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1790460315.0, "total_employees": 17, "filing_date": "2022-07-18" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1756597522.0, "total_employees": 13, "filing_date": "2023-03-22" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1815904461.0, "total_employees": 15, "filing_date": "2024-07-02" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1809525914.0, "total_employees": 16, "filing_date": "2025-05-12" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1771111877.0, "total_employees": 18, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 15 to 17." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/aligned-climate-capital-llc-new-york-ny-304716.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 1771111877.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304716", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }