# Align Wealth Management, LLC

> Align Wealth Management, LLC is an SEC-registered investment advisory firm in San Jose, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 7, 2026.

- CRD: 323615
- Filed as: ALIGN WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Jose, CA
- Filing period: October 2026
- Form ADV filing dated: August 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323615
- AdvisorCensus page: https://advisorcensus.com/firm/align-wealth-management-llc-san-jose-ca-323615

## Quick answers

**How is Align Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Align Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Align Wealth Management, LLC located?**
Align Wealth Management, LLC's principal office is in San Jose, CA, according to its Form ADV.

**Is Align Wealth Management, LLC registered with the SEC or a state?**
Align Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 323615.

**How much does Align Wealth Management, LLC manage?**
Align Wealth Management, LLC reports $116,708,805 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (100% discretionary).

**What types of clients does Align Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (35); high net worth individuals (34).

**Which custodians does Align Wealth Management, LLC use?**
Align Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.

**Does Align Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323615

**Does Align Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 7, 2026 says: "There is no account minimum for any of AWML’s services."

**What changed in Align Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 7, 2026)

- Account minimum: None

> There is no account minimum for any of AWML’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $116,708,805
- Discretionary: $116,708,805
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 35 | $11,930,042 |
| High net worth individuals | 34 | $104,778,763 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alignwealthmgmt.com

## Changes in the filing (last 12 months)

### April 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Align Wealth Management, LLC (CRD 323615): Form ADV filing data as of October 2026.