{ "crd_number": 333905, "slug": "align-financial-advisors-llc-mckinney-tx-333905", "primary_business_name": "ALIGN FINANCIAL ADVISORS, LLC", "legal_name": "ALIGN FINANCIAL ADVISORS, LLC", "dbas": [], "city": "McKinney", "state": "TX", "country": "United States", "cbsa_code": "19100", "metro": { "cbsa_code": "19100", "common_name": "Dallas", "msa_name": "Dallas-Fort Worth-Arlington, TX", "path": "/advisors/tx/dallas" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2025-09-22", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-02-17", "carried_forward": false, "raum_total": 73622103.0, "raum_discretionary": 63097257.0, "raum_non_discretionary": 10524846.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 3, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 262435.0, "count": 1, "fewer_than_5": true }, "individuals": { "raum": 17303911.0, "count": 62 }, "high_net_worth_individuals": { "raum": 55943249.0, "count": 29 }, "corporations_other_businesses": { "raum": 112508.0, "count": 1, "fewer_than_5": true } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "TX" ], "websites": [ "https://alignfa.com", "https://alignfinancialadvisors.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333905", "city_as_filed": "MCKINNEY", "url": "https://advisorcensus.com/firm/align-financial-advisors-llc-mckinney-tx-333905", "display_name": "Align Financial Advisors, LLC", "summary": "Align Financial Advisors, LLC is a state-registered investment advisory firm in McKinney, TX, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.", "citation": "AdvisorCensus. Align Financial Advisors, LLC (CRD 333905): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Align Financial Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Align Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Align Financial Advisors, LLC located?", "a": "Align Financial Advisors, LLC's principal office is in McKinney, TX, according to its Form ADV." }, { "q": "Is Align Financial Advisors, LLC registered with the SEC or a state?", "a": "Align Financial Advisors, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 333905." }, { "q": "How much does Align Financial Advisors, LLC manage?", "a": "Align Financial Advisors, LLC reports $73,622,103 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (86% discretionary)." }, { "q": "How have Align Financial Advisors, LLC's assets and staff changed since 2025?", "a": "In the Form ADV data for Align Financial Advisors, LLC: Regulatory assets under management: $61,109,576 in the October 2025 data and $73,622,103 in the October 2026 data, up 20%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Align Financial Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (62); high net worth individuals (29); charitable organizations (1)." }, { "q": "Does Align Financial Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333905" } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 61109576.0, "total_employees": 3, "filing_date": "2025-07-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 73622103.0, "total_employees": 3, "filing_date": "2026-02-17" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/align-financial-advisors-llc-mckinney-tx-333905.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 62, "fewer_than_5": false, "raum": 17303911.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 29, "fewer_than_5": false, "raum": 55943249.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": true, "raum": 262435.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": true, "raum": 112508.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333905", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }