# Alight Financial Advisors, LLC

> Alight Financial Advisors, LLC is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2011, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 158744
- Filed as: ALIGHT FINANCIAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158744
- AdvisorCensus page: https://advisorcensus.com/firm/alight-financial-advisors-llc-charlotte-nc-158744

## Quick answers

**How is Alight Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alight Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**How much does Alight Financial Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 3, 2026 states: Subscription: $0.50 to $2 a month (AFP services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Alight Financial Advisors, LLC located?**
Alight Financial Advisors, LLC's principal office is in Charlotte, NC, according to its Form ADV.

**Is Alight Financial Advisors, LLC registered with the SEC or a state?**
Alight Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158744.

**How much does Alight Financial Advisors, LLC manage?**
Alight Financial Advisors, LLC reports $35,054,902,000 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).

**How have Alight Financial Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Alight Financial Advisors, LLC: Regulatory assets under management: $31,653,626,959 in the October 2021 data and $35,054,902,000 in the October 2026 data, up 11%. Total employees: 60 in October 2021 and 70 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alight Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (195,957).

**Does Alight Financial Advisors, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158744

**What changed in Alight Financial Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 50 to 60. Regulatory assets under management went from $30,882,928,556 to $35,054,902,000 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 3, 2026)

- Subscription: $0.50 to $2 a month (AFP services)

> Alight charges a per user fee or per participant fee of $.50-$2.00 per month for AFP services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $35,054,902,000
- Discretionary: $35,054,902,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 195,957 | $35,054,902,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2011 (15 years)
- Employees: 70 total, 60 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158744

### Websites listed on Form ADV (Item 1.I)
- alightfs.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $31,653,626,959 | 60 | March 31, 2021 |
| October 2022 | $32,116,659,131 | 60 | March 31, 2022 |
| October 2023 | $30,803,228,222 | 60 | March 30, 2023 |
| October 2024 | $32,132,173,090 | 60 | June 24, 2024 |
| October 2025 | $30,882,928,556 | 60 | March 31, 2025 |
| October 2026 | $35,054,902,000 | 70 | March 3, 2026 |

Regulatory assets under management: $31,653,626,959 in the October 2021 data and $35,054,902,000 in the October 2026 data, up 11%.
Total employees: 60 in October 2021 and 70 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 50 to 60.
- Regulatory assets under management went from $30,882,928,556 to $35,054,902,000 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alight Financial Advisors, LLC (CRD 158744): Form ADV filing data as of October 2026.