# Alianza Corp. Investment Advisor

> Alianza Corp. Investment Advisor is an SEC-registered investment advisory firm in Miami, FL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 323267
- Filed as: ALIANZA CORP. INVESTMENT ADVISOR
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323267
- AdvisorCensus page: https://advisorcensus.com/firm/alianza-corp-investment-advisor-miami-fl-323267

## Quick answers

**How is Alianza Corp. Investment Advisor compensated?**
On its Form ADV (Item 5.E, October 2026), Alianza Corp. Investment Advisor reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Alianza Corp. Investment Advisor located?**
Alianza Corp. Investment Advisor's principal office is in Miami, FL, according to its Form ADV.

**Is Alianza Corp. Investment Advisor registered with the SEC or a state?**
Alianza Corp. Investment Advisor is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 323267.

**How much does Alianza Corp. Investment Advisor manage?**
Alianza Corp. Investment Advisor reports $204,116,000 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (20% discretionary).

**How have Alianza Corp. Investment Advisor's assets and staff changed since 2025?**
In the Form ADV data for Alianza Corp. Investment Advisor: Regulatory assets under management: $108,873,431 in the October 2025 data and $204,116,000 in the October 2026 data, up 87%. Total employees: 3 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alianza Corp. Investment Advisor serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,107); corporations or other businesses not listed above (91); high net worth individuals (9).

**Which custodians does Alianza Corp. Investment Advisor use?**
Alianza Corp. Investment Advisor's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Alianza Corp. Investment Advisor report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323267

**What changed in Alianza Corp. Investment Advisor's recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in NY, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- J.P. Morgan Securities LLC
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $204,116,000
- Discretionary: $41,524,000
- Non-discretionary: $162,592,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,107 | $61,289,942 |
| High net worth individuals | 9 | $14,294,729 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 91 | $128,531,329 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $108,873,431 | 3 | May 21, 2025 |
| October 2026 | $204,116,000 | 5 | September 30, 2026 |

Regulatory assets under management: $108,873,431 in the October 2025 data and $204,116,000 in the October 2026 data, up 87%.
Total employees: 3 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in NY, TX.

### April 2026
- Employees performing advisory functions went from 1 to 5.
- Regulatory assets under management went from $108,873,431 to $204,116,000 (+87%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alianza Corp. Investment Advisor (CRD 323267): Form ADV filing data as of October 2026.