# Alhambra Investment Management LLC

> Alhambra Investment Management LLC is an SEC-registered investment advisory firm in Palmetto Bay, FL, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 24, 2026.

- CRD: 138537
- Filed as: ALHAMBRA INVESTMENT MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Palmetto Bay, FL
- Filing period: October 2026
- Form ADV filing dated: June 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/138537
- AdvisorCensus page: https://advisorcensus.com/firm/alhambra-investment-management-llc-palmetto-bay-fl-138537

## Quick answers

**How is Alhambra Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alhambra Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Alhambra Investment Management LLC located?**
Alhambra Investment Management LLC's principal office is in Palmetto Bay, FL, according to its Form ADV.

**Is Alhambra Investment Management LLC registered with the SEC or a state?**
Alhambra Investment Management LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 138537.

**How much does Alhambra Investment Management LLC manage?**
Alhambra Investment Management LLC reports $320,167,081 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (78% discretionary).

**How have Alhambra Investment Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Alhambra Investment Management LLC: Regulatory assets under management: $202,378,454 in the October 2021 data and $320,167,081 in the October 2026 data, up 58%. Total employees: 7 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alhambra Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (125); high net worth individuals (77).

**Which custodians does Alhambra Investment Management LLC use?**
Alhambra Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Alhambra Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/138537

**Does Alhambra Investment Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 20, 2026 says: "A minimum of $250,000 of assets under management is required to establish a client relationship with AIM. Account size may be negotiable under certain conditions."

**What changed in Alhambra Investment Management LLC's recent Form ADV filings?**
In the July 2026 filing data: Employees performing advisory functions went from 6 to 5.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> A minimum of $250,000 of assets under management is required to establish a client relationship with AIM. Account size may be negotiable under certain conditions.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $320,167,081
- Discretionary: $249,256,075
- Non-discretionary: $70,911,006

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 125 | $49,330,781 |
| High net worth individuals | 77 | $257,572,326 |
| Charitable organizations | Fewer than 5 | $7,823,499 |
| Corporations or other businesses not listed above | Fewer than 5 | $5,440,475 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (20 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, GA, IL, NC, NE, NH, NY, PA, SC, TN, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alhambrainvestments.com
- alhambrapartners.com
- Facebook @alhambrainvestments
- LinkedIn @alhambra-investment-partners-llc
- X @alhambrainvest

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $202,378,454 | 7 | March 29, 2021 |
| October 2022 | $257,612,755 | 7 | March 22, 2022 |
| October 2023 | $245,255,857 | 6 | June 20, 2023 |
| October 2024 | $265,530,052 | 6 | April 18, 2024 |
| October 2025 | $278,558,234 | 6 | July 11, 2025 |
| October 2026 | $320,167,081 | 5 | June 24, 2026 |

Regulatory assets under management: $202,378,454 in the October 2021 data and $320,167,081 in the October 2026 data, up 58%.
Total employees: 7 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Employees performing advisory functions went from 6 to 5.

### April 2026
- Regulatory assets under management went from $278,558,234 to $320,167,081 (+15%).

### January 2026
- No longer registered or notice-filed in OR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alhambra Investment Management LLC (CRD 138537): Form ADV filing data as of October 2026.