# Algebris Investments (US) Inc.

> Algebris Investments (US) Inc. is an SEC-registered investment advisory firm in Boston, MA, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 169236
- Filed as: ALGEBRIS INVESTMENTS (US) INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169236
- AdvisorCensus page: https://advisorcensus.com/firm/algebris-investments-us-inc-boston-ma-169236

## Quick answers

**How is Algebris Investments (US) Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Algebris Investments (US) Inc. reports these compensation arrangements: performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Algebris Investments (US) Inc. located?**
Algebris Investments (US) Inc.'s principal office is in Boston, MA, according to its Form ADV.

**Is Algebris Investments (US) Inc. registered with the SEC or a state?**
Algebris Investments (US) Inc. is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169236.

**How much does Algebris Investments (US) Inc. manage?**
Algebris Investments (US) Inc. reports $6,944,681,122 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Algebris Investments (US) Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Algebris Investments (US) Inc.: Regulatory assets under management: $11,091,575,939 in the October 2021 data and $6,944,681,122 in the October 2026 data, down 37%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Algebris Investments (US) Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3); other (2).

**Does Algebris Investments (US) Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169236

**What changed in Algebris Investments (US) Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $4,358,644,197 to $6,944,681,122 (+59%).

## From the Form ADV filing

### Compensation (Item 5.E)
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $6,944,681,122
- Discretionary: $6,944,681,122
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $5,749,959,862 |
| Other | 2 | $1,194,721,260 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2013 (12 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- algebris.com
- spreaker.com/podcast/il-podcast-di-algebris--5772334
- spreaker.com/podcast/the-algebris-podcast--5770058
- LinkedIn @algebris-investments
- YouTube @AlgebrisInvestments

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $11,091,575,939 | 4 | March 31, 2021 |
| October 2022 | $13,489,470,864 | 4 | April 1, 2022 |
| October 2023 | $11,028,937,653 | 4 | March 31, 2023 |
| October 2024 | $12,897,258,517 | 4 | March 29, 2024 |
| October 2025 | $4,358,644,197 | 5 | March 25, 2025 |
| October 2026 | $6,944,681,122 | 4 | March 23, 2026 |

Regulatory assets under management: $11,091,575,939 in the October 2021 data and $6,944,681,122 in the October 2026 data, down 37%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $4,358,644,197 to $6,944,681,122 (+59%).

### December 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Algebris Investments (US) Inc. (CRD 169236): Form ADV filing data as of October 2026.