{ "crd_number": 169236, "slug": "algebris-investments-us-inc-boston-ma-169236", "primary_business_name": "ALGEBRIS INVESTMENTS (US) INC.", "legal_name": "ALGEBRIS INVESTMENTS (US) INC.", "dbas": [], "city": "Boston", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2013-10-15", "years_registered": 12, "period": "2026-10-01", "filing_date": "2026-03-23", "carried_forward": false, "raum_total": 6944681122.0, "raum_discretionary": 6944681122.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 4, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 1194721260.0, "count": 2, "description": "SUB ADVISOR TO SEGREGATED MANDATES" }, "pooled_investment_vehicles": { "raum": 5749959862.0, "count": 3 } }, "compensation_types": [ "other", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://algebris.com", "https://linkedin.com/company/algebris-investments/posts?feedView=all", "https://spreaker.com/podcast/il-podcast-di-algebris--5772334", "https://spreaker.com/podcast/the-algebris-podcast--5770058", "https://youtube.com/c/AlgebrisInvestments" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169236", "city_as_filed": "BOSTON", "url": "https://advisorcensus.com/firm/algebris-investments-us-inc-boston-ma-169236", "display_name": "Algebris Investments (US) Inc.", "summary": "Algebris Investments (US) Inc. is an SEC-registered investment advisory firm in Boston, MA, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.", "citation": "AdvisorCensus. Algebris Investments (US) Inc. (CRD 169236): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Algebris Investments (US) Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Algebris Investments (US) Inc. reports these compensation arrangements: performance-based fees; other." }, { "q": "Where is Algebris Investments (US) Inc. located?", "a": "Algebris Investments (US) Inc.'s principal office is in Boston, MA, according to its Form ADV." }, { "q": "Is Algebris Investments (US) Inc. registered with the SEC or a state?", "a": "Algebris Investments (US) Inc. is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169236." }, { "q": "How much does Algebris Investments (US) Inc. manage?", "a": "Algebris Investments (US) Inc. reports $6,944,681,122 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary)." }, { "q": "How have Algebris Investments (US) Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Algebris Investments (US) Inc.: Regulatory assets under management: $11,091,575,939 in the October 2021 data and $6,944,681,122 in the October 2026 data, down 37%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Algebris Investments (US) Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3); other (2)." }, { "q": "Does Algebris Investments (US) Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169236" }, { "q": "What changed in Algebris Investments (US) Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $4,358,644,197 to $6,944,681,122 (+59%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 11091575939.0, "total_employees": 4, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 13489470864.0, "total_employees": 4, "filing_date": "2022-04-01" }, { "period": "2023-10-01", "regulatory_assets_under_management": 11028937653.0, "total_employees": 4, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 12897258517.0, "total_employees": 4, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4358644197.0, "total_employees": 5, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 6944681122.0, "total_employees": 4, "filing_date": "2026-03-23" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $4,358,644,197 to $6,944,681,122 (+59%)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/algebris-investments-us-inc-boston-ma-169236.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 5749959862.0 }, { "type": "other", "label": "Other", "count": 2, "fewer_than_5": false, "raum": 1194721260.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169236", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }