{ "crd_number": 333190, "slug": "alfa-algorithms-hk-limited-tsim-sha-tsui-kowloon-333190", "primary_business_name": "ALFA ALGORITHMS HK LIMITED", "legal_name": "ALFA ALGORITHMS HK LIMITED", "dbas": [], "city": "Tsim Sha Tsui, Kowloon", "state": null, "country": "Hong Kong", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-10-10", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-02-06", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": 2, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333190", "city_as_filed": "TSIM SHA TSUI, KOWLOON", "url": "https://advisorcensus.com/firm/alfa-algorithms-hk-limited-tsim-sha-tsui-kowloon-333190", "display_name": "Alfa Algorithms HK Limited", "summary": "Alfa Algorithms HK Limited is an SEC-registered investment advisory firm in Tsim Sha Tsui, Kowloon, Hong Kong, registered since 2024, with no regulatory assets under management reported in its Form ADV filing dated February 6, 2026.", "citation": "AdvisorCensus. Alfa Algorithms HK Limited (CRD 333190): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Alfa Algorithms HK Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Alfa Algorithms HK Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Alfa Algorithms HK Limited located?", "a": "Alfa Algorithms HK Limited's principal office is in Tsim Sha Tsui, Kowloon, Hong Kong, according to its Form ADV." }, { "q": "Is Alfa Algorithms HK Limited registered with the SEC or a state?", "a": "Alfa Algorithms HK Limited is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 333190." }, { "q": "How have Alfa Algorithms HK Limited's assets and staff changed since 2025?", "a": "In the Form ADV data for Alfa Algorithms HK Limited: Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "Does Alfa Algorithms HK Limited report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333190" }, { "q": "Does Alfa Algorithms HK Limited state an account minimum?", "a": "Its Form ADV Part 2A brochure dated February 6, 2026 says: \"For investment management services, Alfa Algorithms HK imposes a minimum initial deposit/investment of $50,000, provided the client meets the qualified investor standard defined in Item 6 above.\"" }, { "q": "What changed in Alfa Algorithms HK Limited's recent Form ADV filings?", "a": "In the March 2026 filing data: Employees performing advisory functions went from 2 to 1." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2025-03-11" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2026-02-06" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Employees performing advisory functions went from 2 to 1." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated February 6, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$50,000", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $50,000" ], "quotes": [ "For investment management services, Alfa Algorithms HK imposes a minimum initial deposit/investment of $50,000, provided the client meets the qualified investor standard defined in Item 6 above." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 50000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "For investment management services, Alfa Algorithms HK imposes a minimum initial deposit/investment of $50,000, provided the client meets the qualified investor standard defined in Item 6 above." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/alfa-algorithms-hk-limited-tsim-sha-tsui-kowloon-333190.md", "clients": [], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333190", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }