# Alexis Investment Partners, LLC

> Alexis Investment Partners, LLC is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 313394
- Filed as: ALEXIS INVESTMENT PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313394
- AdvisorCensus page: https://advisorcensus.com/firm/alexis-investment-partners-llc-313394

## Quick answers

**How is Alexis Investment Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alexis Investment Partners, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Alexis Investment Partners, LLC registered with the SEC or a state?**
Alexis Investment Partners, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313394.

**How much does Alexis Investment Partners, LLC manage?**
Alexis Investment Partners, LLC reports $206,365,510 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have Alexis Investment Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Alexis Investment Partners, LLC: Regulatory assets under management: $88,586,087 in the October 2021 data and $206,365,510 in the October 2026 data, up 133%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alexis Investment Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (42); individuals (other than high net worth individuals) (21); charitable organizations (6).

**Which custodians does Alexis Investment Partners, LLC use?**
Alexis Investment Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Alexis Investment Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313394

**What changed in Alexis Investment Partners, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $181,584,556 to $206,365,510 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $206,365,510
- Discretionary: $206,365,510
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $1,752,451 |
| High net worth individuals | 42 | $23,467,364 |
| Investment companies | 1 | $148,807,171 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $11,231,292 |
| Charitable organizations | 6 | $8,936,286 |
| Corporations or other businesses not listed above | Fewer than 5 | $12,170,946 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, MA, NC, NJ, NY, PA, SD, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alexisinvests.com
- LinkedIn @alexis-investment-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $88,586,087 | 3 | September 10, 2021 |
| October 2022 | $103,818,819 | 4 | January 31, 2022 |
| October 2023 | $163,493,919 | 5 | February 2, 2023 |
| October 2024 | $159,992,498 | 5 | March 29, 2024 |
| October 2025 | $181,584,556 | 5 | April 3, 2025 |
| October 2026 | $206,365,510 | 4 | March 20, 2026 |

Regulatory assets under management: $88,586,087 in the October 2021 data and $206,365,510 in the October 2026 data, up 133%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $181,584,556 to $206,365,510 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alexis Investment Partners, LLC (CRD 313394): Form ADV filing data as of October 2026.