# Alexander, Dean D.

> Alexander, Dean D. is a state-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 24, 2021.

- CRD: 311403
- Filed as: ALEXANDER, DEAN D.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: June 24, 2021
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311403
- AdvisorCensus page: https://advisorcensus.com/firm/alexander-dean-d-311403

## Quick answers

**How is Alexander, Dean D. compensated?**
On its Form ADV (Item 5.E, October 2026), Alexander, Dean D. reports these compensation arrangements: a percentage of assets under its management.

**Is Alexander, Dean D. registered with the SEC or a state?**
Alexander, Dean D. is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 311403.

**How much does Alexander, Dean D. manage?**
Alexander, Dean D. reports $0 in regulatory assets under management in its Form ADV filing dated June 24, 2021.

**Does Alexander, Dean D. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311403

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alexander, Dean D. (CRD 311403): Form ADV filing data as of October 2026.