# Alexander Capital Advisors, LLC

> Alexander Capital Advisors, LLC is an SEC-registered investment advisory firm in New Canaan, CT, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 140508
- Filed as: ALEXANDER CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New Canaan, CT
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/140508
- AdvisorCensus page: https://advisorcensus.com/firm/alexander-capital-advisors-llc-new-canaan-ct-140508

## Quick answers

**How is Alexander Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alexander Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Alexander Capital Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 16, 2026 states: Asset-based fee: 1.35% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Alexander Capital Advisors, LLC located?**
Alexander Capital Advisors, LLC's principal office is in New Canaan, CT, according to its Form ADV.

**Is Alexander Capital Advisors, LLC registered with the SEC or a state?**
Alexander Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 140508.

**How much does Alexander Capital Advisors, LLC manage?**
Alexander Capital Advisors, LLC reports $104,168,000 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**How have Alexander Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Alexander Capital Advisors, LLC: Regulatory assets under management: $120,300,000 in the October 2021 data and $104,168,000 in the October 2026 data, down 13%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alexander Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (10); individuals (other than high net worth individuals) (6); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Alexander Capital Advisors, LLC use?**
Alexander Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Alexander Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140508

**Does Alexander Capital Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 16, 2026 says: "ACA requires a minimum of $1,000,000 of assets under management, calculated by household, although this is negotiable under certain circumstances"

**What changed in Alexander Capital Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $93,321,000 to $104,168,000 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Asset-based fee: 1.35% of assets a year

> ACA charges an advisory fee of 1.35% of assets under management, except for those accounts described in Item 6 – Performance Based Fees and Side‐By‐Side Management.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> ACA requires a minimum of $1,000,000 of assets under management, calculated by household, although this is negotiable under certain circumstances

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $104,168,000
- Discretionary: $104,168,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $511,000 |
| High net worth individuals | 10 | $11,446,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $92,211,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CT, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alexcapadv.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $120,300,000 | 2 | March 22, 2021 |
| October 2022 | $167,350,000 | 3 | February 3, 2022 |
| October 2023 | $121,876,000 | 2 | March 6, 2023 |
| October 2025 | $93,321,000 | 3 | March 13, 2025 |
| October 2026 | $104,168,000 | 3 | March 16, 2026 |

Regulatory assets under management: $120,300,000 in the October 2021 data and $104,168,000 in the October 2026 data, down 13%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $93,321,000 to $104,168,000 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alexander Capital Advisors, LLC (CRD 140508): Form ADV filing data as of October 2026.