# Aldebaran Capital > Aldebaran Capital is an SEC-registered investment advisory firm in Brooklyn, NY, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 4, 2026. - CRD: 343811 - Filed as: ALDEBARAN CAPITAL - Legal name: Equity Assets, L.L.C. - Registration: SEC-registered investment adviser (status as filed: 120-Day Approval) - Location: Brooklyn, NY - Filing period: October 2026 - Form ADV filing dated: September 4, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/343811 - AdvisorCensus page: https://advisorcensus.com/firm/aldebaran-capital-brooklyn-ny-343811 ## Quick answers **How is Aldebaran Capital compensated?** On its Form ADV (Item 5.E, October 2026), Aldebaran Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). **How much does Aldebaran Capital charge?** Its Form ADV Part 2A brochure dated July 29, 2026 states: Hourly rate: $250 an hour (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Aldebaran Capital located?** Aldebaran Capital's principal office is in Brooklyn, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F). **Is Aldebaran Capital registered with the SEC or a state?** Aldebaran Capital is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343811. **How much does Aldebaran Capital manage?** Aldebaran Capital reports $0 in regulatory assets under management in its Form ADV filing dated September 4, 2026. **Does Aldebaran Capital report any disciplinary disclosures?** Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), 11.H(1)(a) (court injunction in the past ten years), and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343811 **Does Aldebaran Capital state an account minimum?** Its Form ADV Part 2A brochure dated July 29, 2026 says: "Aldebaran requires a minimum of $ 25,000 to open and maintain an account. In certain instances, the minimum account size may be lowered or waived." **What changed in Aldebaran Capital's recent Form ADV filings?** In the October 2026 filing data: Employees performing advisory functions went from 1 to 2. Item 11 disclosure answers changed: 6 yes answers, previously 0 (now yes: 11.C(2), 11.D(2), 11.D(4), 11.D(5), 11.H(1)(a), 11.H(1)(b)). Added an office in New Orleans, LA. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated July 29, 2026) - Account minimum: $25,000 (the brochure says it may be waived or negotiated) > Aldebaran requires a minimum of $ 25,000 to open and maintain an account. In certain instances, the minimum account size may be lowered or waived. - Hourly rate: $250 an hour (Financial Planning Services) > Financial Planning Services are offered based on an hourly fee of $250 per hour. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Regulatory assets under management (Item 5.F) - Total: $0 - Discretionary: $0 - Non-discretionary: $0 ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses - Pension consulting services ### Firm details - Registered since: 2026 (0 years) - Employees: 2 total, 2 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: LA, NY - Disclosures (Item 11): Reports 6 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes? - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity? - 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity? - 11.H(1)(a): In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity? - 11.H(1)(b): Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343811 ### Other offices (Schedule D, Section 1.F), as of the October 2026 filing - New Orleans, LA ### Websites listed on Form ADV (Item 1.I) - aldebarancapital.net - TikTok @steven.0925 - YouTube @steveninvest0925 ## Changes in the filing (last 12 months) ### October 2026 - Employees performing advisory functions went from 1 to 2. - Item 11 disclosure answers changed: 6 yes answers, previously 0 (now yes: 11.C(2), 11.D(2), 11.D(4), 11.D(5), 11.H(1)(a), 11.H(1)(b)). - Added an office in New Orleans, LA. ### September 2026 - Newly registered with the SEC. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aldebaran Capital (CRD 343811): Form ADV filing data as of October 2026.