{
  "crd_number": 343811,
  "slug": "aldebaran-capital-brooklyn-ny-343811",
  "primary_business_name": "ALDEBARAN CAPITAL",
  "legal_name": "EQUITY ASSETS, L.L.C.",
  "dbas": [],
  "city": "Brooklyn",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "120-Day Approval",
  "registration_date": "2026-08-27",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-09-04",
  "carried_forward": false,
  "raum_total": 0.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 6,
  "states_registered": [
    "LA",
    "NY"
  ],
  "websites": [
    "https://aldebarancapital.net",
    "https://tiktok.com/@steven.0925?_r=1&_t=ZT-99QbNr8loZZ",
    "https://youtube.com/@steveninvest0925?si=UeFjVzQ3XpKlXBJm"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343811",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    },
    {
      "item": "11.H(1)(a)",
      "question": "In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.H(1)(b)",
      "question": "Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?"
    }
  ],
  "city_as_filed": "BROOKLYN",
  "url": "https://advisorcensus.com/firm/aldebaran-capital-brooklyn-ny-343811",
  "display_name": "Aldebaran Capital",
  "summary": "Aldebaran Capital is an SEC-registered investment advisory firm in Brooklyn, NY, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 4, 2026.",
  "citation": "AdvisorCensus. Aldebaran Capital (CRD 343811): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Aldebaran Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Aldebaran Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Aldebaran Capital charge?",
      "a": "Its Form ADV Part 2A brochure dated July 29, 2026 states: Hourly rate: $250 an hour (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Aldebaran Capital located?",
      "a": "Aldebaran Capital's principal office is in Brooklyn, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Aldebaran Capital registered with the SEC or a state?",
      "a": "Aldebaran Capital is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343811."
    },
    {
      "q": "How much does Aldebaran Capital manage?",
      "a": "Aldebaran Capital reports $0 in regulatory assets under management in its Form ADV filing dated September 4, 2026."
    },
    {
      "q": "Does Aldebaran Capital report any disciplinary disclosures?",
      "a": "Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), 11.H(1)(a) (court injunction in the past ten years), and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343811"
    },
    {
      "q": "Does Aldebaran Capital state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 29, 2026 says: \"Aldebaran requires a minimum of $ 25,000 to open and maintain an account. In certain instances, the minimum account size may be lowered or waived.\""
    },
    {
      "q": "What changed in Aldebaran Capital's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Employees performing advisory functions went from 1 to 2. Item 11 disclosure answers changed: 6 yes answers, previously 0 (now yes: 11.C(2), 11.D(2), 11.D(4), 11.D(5), 11.H(1)(a), 11.H(1)(b)). Added an office in New Orleans, LA."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Employees performing advisory functions went from 1 to 2.",
        "Item 11 disclosure answers changed: 6 yes answers, previously 0 (now yes: 11.C(2), 11.D(2), 11.D(4), 11.D(5), 11.H(1)(a), 11.H(1)(b)).",
        "Added an office in New Orleans, LA."
      ]
    },
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 29, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$25,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $250 an hour (Financial Planning Services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $25,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Aldebaran requires a minimum of $ 25,000 to open and maintain an account. In certain instances, the minimum account size may be lowered or waived."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (Financial Planning Services)"
        ],
        "quotes": [
          "Financial Planning Services are offered based on an hourly fee of $250 per hour."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 25000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Financial Planning Services"
        }
      ]
    },
    "quotes": [
      "Aldebaran requires a minimum of $ 25,000 to open and maintain an account. In certain instances, the minimum account size may be lowered or waived.",
      "Financial Planning Services are offered based on an hourly fee of $250 per hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/aldebaran-capital-brooklyn-ny-343811.md",
  "clients": [],
  "disclosure_line": "Reports 6 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343811",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}