# Alcosta Capital Management, Inc.

> Alcosta Capital Management, Inc. is an SEC-registered investment advisory firm in San Ramon, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 128679
- Filed as: ALCOSTA CAPITAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Ramon, CA
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/128679
- AdvisorCensus page: https://advisorcensus.com/firm/alcosta-capital-management-inc-san-ramon-ca-128679

## Quick answers

**How is Alcosta Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Alcosta Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Alcosta Capital Management, Inc. located?**
Alcosta Capital Management, Inc.'s principal office is in San Ramon, CA, according to its Form ADV.

**Is Alcosta Capital Management, Inc. registered with the SEC or a state?**
Alcosta Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 128679.

**How much does Alcosta Capital Management, Inc. manage?**
Alcosta Capital Management, Inc. reports $210,198,851 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have Alcosta Capital Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Alcosta Capital Management, Inc.: Regulatory assets under management: $177,030,404 in the October 2021 data and $210,198,851 in the October 2026 data, up 19%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alcosta Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (52); individuals (other than high net worth individuals) (6); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Alcosta Capital Management, Inc. use?**
Alcosta Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Alcosta Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128679

**Does Alcosta Capital Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "Generally we require that investment advisory clients maintain $500,000 under management with us. However, we may waive that minimum at our sole discretion."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Generally we require that investment advisory clients maintain $500,000 under management with us. However, we may waive that minimum at our sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $210,198,851
- Discretionary: $210,198,851
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $3,716,937 |
| High net worth individuals | 52 | $202,993,970 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $3,487,944 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [alcostacapital.com](https://alcostacapital.com)
- LinkedIn @erick-ormsby-237b901

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $177,030,404 | 3 | June 29, 2021 |
| October 2022 | $207,553,851 | 3 | April 22, 2022 |
| October 2023 | $134,720,202 | 2 | March 28, 2023 |
| October 2024 | $173,465,854 | 2 | March 27, 2024 |
| October 2025 | $220,583,462 | 2 | March 20, 2025 |
| October 2026 | $210,198,851 | 2 | March 25, 2026 |

Regulatory assets under management: $177,030,404 in the October 2021 data and $210,198,851 in the October 2026 data, up 19%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alcosta Capital Management, Inc. (CRD 128679): Form ADV filing data as of October 2026.