# ALC Investment Advisory Services, LLC

> ALC Investment Advisory Services, LLC is a state-registered investment advisory firm, registered since 2006, with no regulatory assets under management reported in its Form ADV filing dated January 29, 2026.

- CRD: 140418
- Filed as: ALC INVESTMENT ADVISORY SERVICES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Ohio
- Filing period: October 2026
- Form ADV filing dated: January 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/140418
- AdvisorCensus page: https://advisorcensus.com/firm/alc-investment-advisory-services-llc-140418

## Quick answers

**How is ALC Investment Advisory Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ALC Investment Advisory Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is ALC Investment Advisory Services, LLC registered with the SEC or a state?**
ALC Investment Advisory Services, LLC is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 140418.

**Does ALC Investment Advisory Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/140418

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mosaicstrategicpartners.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ALC Investment Advisory Services, LLC (CRD 140418): Form ADV filing data as of October 2026.