# Albert Investments, LLC

> Albert Investments, LLC is an SEC-registered investment advisory firm in Santa Barbara, CA, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.

- CRD: 298006
- Filed as: ALBERT INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Santa Barbara, CA
- Filing period: October 2026
- Form ADV filing dated: February 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298006
- AdvisorCensus page: https://advisorcensus.com/firm/albert-investments-llc-santa-barbara-ca-298006

## Quick answers

**How is Albert Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Albert Investments, LLC reports these compensation arrangements: fixed fees (other than subscription fees).

**Where is Albert Investments, LLC located?**
Albert Investments, LLC's principal office is in Santa Barbara, CA, according to its Form ADV.

**Is Albert Investments, LLC registered with the SEC or a state?**
Albert Investments, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298006.

**How much does Albert Investments, LLC manage?**
Albert Investments, LLC reports $22,658,113 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary).

**How have Albert Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Albert Investments, LLC: Regulatory assets under management: $12,749,189 in the October 2021 data and $22,658,113 in the October 2026 data, up 78%. Total employees: 72 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Albert Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (209,650).

**Which custodians does Albert Investments, LLC use?**
Albert Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Apex Clearing Corporation as a custodian holding 10% or more of its separately managed account assets.

**Does Albert Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298006

**Does Albert Investments, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 3, 2026 says: "There is no minimum account size and clients may purchase fractional shares of managed portfolios for as little as one dollar."

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 3, 2026)

- Account minimum: None

> There is no minimum account size and clients may purchase fractional shares of managed portfolios for as little as one dollar.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Apex Clearing Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $22,658,113
- Discretionary: $22,658,113
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 209,650 | $22,658,113 |
| High net worth individuals | Fewer than 5 | Not reported |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (7 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- albert.com
- blog.albert.com
- medium.com/albertapp
- vimeo.com/meetalbert
- Facebook @ALBERTAPP
- Instagram @ALBERTAPP
- LinkedIn @ALBERTAPP
- TikTok @albertapp
- X @MEETALBERT
- X @albertapp
- YouTube @UCxtP9VIYpTrpftsFgfJCs0w

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $12,749,189 | 72 | July 15, 2021 |
| October 2022 | $14,517,360 | 101 | September 19, 2022 |
| October 2023 | $17,653,429 | 15 | July 5, 2023 |
| October 2024 | $16,706,781 | 3 | March 29, 2024 |
| October 2025 | $21,007,296 | 3 | March 31, 2025 |
| October 2026 | $22,658,113 | 3 | February 3, 2026 |

Regulatory assets under management: $12,749,189 in the October 2021 data and $22,658,113 in the October 2026 data, up 78%.
Total employees: 72 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Albert Investments, LLC (CRD 298006): Form ADV filing data as of October 2026.