# Alba Financial LLC

> Alba Financial LLC is a state-registered investment advisory firm in Council Bluffs, IA, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 327309
- Filed as: ALBA FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Council Bluffs, IA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/327309
- AdvisorCensus page: https://advisorcensus.com/firm/alba-financial-llc-council-bluffs-ia-327309

## Quick answers

**How is Alba Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alba Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Alba Financial LLC located?**
Alba Financial LLC's principal office is in Council Bluffs, IA, according to its Form ADV.

**Is Alba Financial LLC registered with the SEC or a state?**
Alba Financial LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 327309.

**How much does Alba Financial LLC manage?**
Alba Financial LLC reports $3,802,379 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (77% discretionary).

**What types of clients does Alba Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (27); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Alba Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/327309

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $3,802,379
- Discretionary: $2,915,846
- Non-discretionary: $886,533

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 27 | $2,915,846 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $886,533 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: IA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- albafinancialservices.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alba Financial LLC (CRD 327309): Form ADV filing data as of October 2026.