{
  "crd_number": 105283,
  "slug": "alan-biller-and-associates-menlo-park-ca-105283",
  "primary_business_name": "ALAN BILLER AND ASSOCIATES",
  "legal_name": "ALAN D BILLER & ASSOCIATES, INC.",
  "dbas": [
    "ALAN BILLER AND ASSOCIATES"
  ],
  "city": "Menlo Park",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1995-02-08",
  "years_registered": 31,
  "period": "2026-10-01",
  "filing_date": "2026-01-26",
  "carried_forward": false,
  "raum_total": 65069635580.0,
  "raum_discretionary": 65069635580.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 51,
  "advisory_employees": 24,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 8273522183.0,
      "count": 25,
      "description": "HEALTH & WELFARE, VACATION, GENERAL, STRIKE"
    },
    "charitable": {
      "raum": 4081969.0,
      "count": 1,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 56792031428.0,
      "count": 25
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "WA"
  ],
  "websites": [
    "https://alanbiller.com",
    "https://linkedin.com/company/alan-biller-and-associates"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105283",
  "city_as_filed": "MENLO PARK",
  "url": "https://advisorcensus.com/firm/alan-biller-and-associates-menlo-park-ca-105283",
  "display_name": "Alan Biller and Associates",
  "summary": "Alan Biller and Associates is an SEC-registered investment advisory firm in Menlo Park, CA, registered since 1995, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated January 26, 2026.",
  "citation": "AdvisorCensus. Alan Biller and Associates (CRD 105283): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Alan Biller and Associates compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Alan Biller and Associates reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "How much does Alan Biller and Associates charge?",
      "a": "Its Form ADV Part 2A brochure dated January 26, 2026 states: Asset-based fee: up to 0.3% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Alan Biller and Associates located?",
      "a": "Alan Biller and Associates' principal office is in Menlo Park, CA, according to its Form ADV."
    },
    {
      "q": "Is Alan Biller and Associates registered with the SEC or a state?",
      "a": "Alan Biller and Associates is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 105283."
    },
    {
      "q": "How much does Alan Biller and Associates manage?",
      "a": "Alan Biller and Associates reports $65,069,635,580 in regulatory assets under management in its Form ADV filing dated January 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Alan Biller and Associates' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Alan Biller and Associates: Regulatory assets under management: $53,921,828,762 in the October 2021 data and $65,069,635,580 in the October 2026 data, up 21%. Total employees: 37 in October 2021 and 51 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Alan Biller and Associates serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (25); other (25); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Alan Biller and Associates use?",
      "a": "Alan Biller and Associates' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists The Bank of New York Mellon Institutional Bank as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Alan Biller and Associates report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105283"
    },
    {
      "q": "What changed in Alan Biller and Associates' recent Form ADV filings?",
      "a": "In the February 2026 filing data: Employees performing advisory functions went from 25 to 24."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 53921828762.0,
      "total_employees": 37,
      "filing_date": "2021-09-15"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 66038669314.0,
      "total_employees": 40,
      "filing_date": "2022-05-13"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 70279110589.0,
      "total_employees": 45,
      "filing_date": "2023-01-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 82641338985.0,
      "total_employees": 45,
      "filing_date": "2024-02-16"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 59353683024.0,
      "total_employees": 45,
      "filing_date": "2025-07-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 65069635580.0,
      "total_employees": 51,
      "filing_date": "2026-01-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Employees performing advisory functions went from 25 to 24."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "0.3% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 0.3% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The current maximum asset-based fee rate is 0.30% per year; provided, for very small Plans (those with Plan assets of $10 million or less), the terms of our Advisory Agreement shall be negotiated on a case-by-case basis between ABA and the representative(s) of each such Plan (without regard to such fee rate maximum)."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 0.3,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The current maximum asset-based fee rate is 0.30% per year; provided, for very small Plans (those with Plan assets of $10 million or less), the terms of our Advisory Agreement shall be negotiated on a case-by-case basis between ABA and the representative(s) of each such Plan (without regard to such fee rate maximum)."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "The Bank of New York Mellon Institutional Bank",
      "name_as_filed": "THE BANK OF NEW YORK MELLON INSTITUTIONAL BANK",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/alan-biller-and-associates-menlo-park-ca-105283.md",
  "clients": [
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 25,
      "fewer_than_5": false,
      "raum": 56792031428.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 4081969.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 25,
      "fewer_than_5": false,
      "raum": 8273522183.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105283",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}