# Alamos Capital, LLC

> Alamos Capital, LLC is an SEC-registered investment advisory firm in Tucson, AZ, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 332985
- Filed as: ALAMOS CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tucson, AZ
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332985
- AdvisorCensus page: https://advisorcensus.com/firm/alamos-capital-llc-tucson-az-332985

## Quick answers

**How is Alamos Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alamos Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Alamos Capital, LLC located?**
Alamos Capital, LLC's principal office is in Tucson, AZ, according to its Form ADV.

**Is Alamos Capital, LLC registered with the SEC or a state?**
Alamos Capital, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332985.

**How much does Alamos Capital, LLC manage?**
Alamos Capital, LLC reports $1,000,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Alamos Capital, LLC's assets and staff changed since 2024?**
In the Form ADV data for Alamos Capital, LLC: Regulatory assets under management: $0 in the October 2024 data and $1,000,000 in the October 2026 data. Total employees: 1 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alamos Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Alamos Capital, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332985

**What changed in Alamos Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $2,000,000 to $1,000,000 (-50%). Employees performing advisory functions went from 1 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $1,000,000
- Discretionary: $1,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $1,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, HI
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332985

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 1 | September 26, 2024 |
| October 2025 | $2,000,000 | 1 | April 29, 2025 |
| October 2026 | $1,000,000 | 2 | March 30, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $1,000,000 in the October 2026 data.
Total employees: 1 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $2,000,000 to $1,000,000 (-50%).
- Employees performing advisory functions went from 1 to 2.

### January 2026
- No longer registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alamos Capital, LLC (CRD 332985): Form ADV filing data as of October 2026.