# Alaethes Wealth, LLC

> Alaethes Wealth, LLC is an SEC-registered investment advisory firm in Glenbrook, NV, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 304920
- Filed as: ALAETHES WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Glenbrook, NV
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304920
- AdvisorCensus page: https://advisorcensus.com/firm/alaethes-wealth-llc-glenbrook-nv-304920

## Quick answers

**How is Alaethes Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alaethes Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Alaethes Wealth, LLC located?**
Alaethes Wealth, LLC's principal office is in Glenbrook, NV, according to its Form ADV.

**Is Alaethes Wealth, LLC registered with the SEC or a state?**
Alaethes Wealth, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 304920.

**How much does Alaethes Wealth, LLC manage?**
Alaethes Wealth, LLC reports $513,180,429 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (97% discretionary).

**How have Alaethes Wealth, LLC's assets and staff changed since 2021?**
In the Form ADV data for Alaethes Wealth, LLC: Regulatory assets under management: $197,371,456 in the October 2021 data and $513,180,429 in the October 2026 data, up 160%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alaethes Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (81); individuals (other than high net worth individuals) (18); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Alaethes Wealth, LLC use?**
Alaethes Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Investments and Morningstart as custodians holding 10% or more of its separately managed account assets.

**Does Alaethes Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304920

**Does Alaethes Wealth, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 8, 2026 says: "Alaethes requires a minimum of $ 3,000,000 to open an account. In certain instances, the minimum account size may be lowered or waived."

**What changed in Alaethes Wealth, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $439,416,515 to $509,896,304 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 8, 2026)

- Account minimum: $3,000,000 (the brochure says it may be waived or negotiated)

> Alaethes requires a minimum of $ 3,000,000 to open an account. In certain instances, the minimum account size may be lowered or waived.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Investments
- Morningstart

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $513,180,429
- Discretionary: $497,309,634
- Non-discretionary: $15,870,795

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $6,604,530 |
| High net worth individuals | 81 | $502,044,286 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $2,985,709 |
| Charitable organizations | 2 | $1,545,904 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, LA, NH, NV, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alaethes.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $197,371,456 | 3 | August 30, 2021 |
| October 2022 | $240,025,229 | 3 | January 12, 2022 |
| October 2023 | $269,056,276 | 3 | January 25, 2023 |
| October 2024 | $385,943,270 | 3 | September 18, 2024 |
| October 2025 | $439,416,515 | 3 | January 21, 2025 |
| October 2026 | $513,180,429 | 3 | September 28, 2026 |

Regulatory assets under management: $197,371,456 in the October 2021 data and $513,180,429 in the October 2026 data, up 160%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $439,416,515 to $509,896,304 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alaethes Wealth, LLC (CRD 304920): Form ADV filing data as of October 2026.