# Aksia LLC

> Aksia LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2007, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 143422
- Filed as: AKSIA LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143422
- AdvisorCensus page: https://advisorcensus.com/firm/aksia-llc-new-york-ny-143422

## Quick answers

**How is Aksia LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aksia LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Aksia LLC located?**
Aksia LLC's principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Aksia LLC registered with the SEC or a state?**
Aksia LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 143422.

**How much does Aksia LLC manage?**
Aksia LLC reports $35,204,913,706 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (75% discretionary).

**How have Aksia LLC's assets and staff changed since 2021?**
In the Form ADV data for Aksia LLC: Regulatory assets under management: $10,716,333,564 in the October 2021 data and $35,204,913,706 in the October 2026 data, up 229%. Total employees: 91 in October 2021 and 177 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Aksia LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (31); pension and profit sharing plans (but not the plan participants or government pension plans) (25); state or municipal government entities (including government pension plans) (25).

**Which custodians does Aksia LLC use?**
Aksia LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Aksia LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143422

**What changed in Aksia LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- State Street
- The Northern Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $35,204,913,706
- Discretionary: $26,350,303,261
- Non-discretionary: $8,854,610,445

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | Fewer than 5 | $9,006,251,787 |
| Investment companies | 4 | $1,624,088,744 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 31 | $12,079,051,252 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 25 | $3,644,821,056 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 25 | $2,156,515,788 |
| Other investment advisers | 10 | $0 |
| Insurance companies | 21 | $3,922,441,353 |
| Sovereign wealth funds and foreign official institutions | 7 | $2,714,926,011 |
| Corporations or other businesses not listed above | Fewer than 5 | $56,817,715 |
| Other | 19 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2007 (19 years)
- Employees: 177 total, 128 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Chicago, IL

### Websites listed on Form ADV (Item 1.I)
- aksia.com
- managerportal.com
- max.aksia.com
- LinkedIn @AKSIA
- LinkedIn @aksia-ca-llc
- LinkedIn @alignium-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $10,716,333,564 | 91 | March 19, 2021 |
| October 2022 | $16,470,232,618 | 99 | March 31, 2022 |
| October 2023 | $18,285,933,335 | 114 | June 29, 2023 |
| October 2024 | $19,620,032,138 | 113 | July 24, 2024 |
| October 2025 | $22,306,544,936 | 131 | July 3, 2025 |
| October 2026 | $35,204,913,706 | 177 | September 14, 2026 |

Regulatory assets under management: $10,716,333,564 in the October 2021 data and $35,204,913,706 in the October 2026 data, up 229%.
Total employees: 91 in October 2021 and 177 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 96 to 128.
- Regulatory assets under management went from $22,306,544,936 to $35,204,913,706 (+58%).
- Registered or notice-filed in CA.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aksia LLC (CRD 143422): Form ADV filing data as of October 2026.