# Ajax Capital LLC

> Ajax Capital LLC is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 13, 2026.

- CRD: 298032
- Filed as: AJAX CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: April 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298032
- AdvisorCensus page: https://advisorcensus.com/firm/ajax-capital-llc-298032

## Quick answers

**How is Ajax Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ajax Capital LLC reports these compensation arrangements: a percentage of assets under its management; other.

**Is Ajax Capital LLC registered with the SEC or a state?**
Ajax Capital LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 298032.

**How much does Ajax Capital LLC manage?**
Ajax Capital LLC reports $114,559,491 in regulatory assets under management in its Form ADV filing dated April 13, 2026 (98% discretionary).

**What types of clients does Ajax Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (2); pension and profit sharing plans (but not the plan participants or government pension plans) (2); individuals (other than high net worth individuals) (1).

**Which custodians does Ajax Capital LLC use?**
Ajax Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Ajax Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298032

**Does Ajax Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 13, 2026 says: "There is no account minimum for any of AJAX’s services."

**What changed in Ajax Capital LLC's recent Form ADV filings?**
In the May 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated April 13, 2026)

- Account minimum: None

> There is no account minimum for any of AJAX’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $114,559,491
- Discretionary: $111,822,505
- Non-discretionary: $2,736,986

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $488,704 |
| High net worth individuals | 2 | $35,349,290 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $78,721,497 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Miami, FL

## Changes in the filing (last 12 months)

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ajax Capital LLC (CRD 298032): Form ADV filing data as of October 2026.