# Ajax Asset MGMT., LLC

> Ajax Asset MGMT., LLC is a state-registered investment advisory firm in Los Angeles, CA, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 1, 2026.

- CRD: 328746
- Filed as: AJAX ASSET MGMT., LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: March 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/328746
- AdvisorCensus page: https://advisorcensus.com/firm/ajax-asset-mgmt-llc-los-angeles-ca-328746

## Quick answers

**How is Ajax Asset MGMT., LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ajax Asset MGMT., LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Ajax Asset MGMT., LLC located?**
Ajax Asset MGMT., LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Ajax Asset MGMT., LLC registered with the SEC or a state?**
Ajax Asset MGMT., LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 328746.

**How much does Ajax Asset MGMT., LLC manage?**
Ajax Asset MGMT., LLC reports $43,001,427 in regulatory assets under management in its Form ADV filing dated March 1, 2026 (100% discretionary).

**What types of clients does Ajax Asset MGMT., LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (6).

**Does Ajax Asset MGMT., LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328746

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $43,001,427
- Discretionary: $43,001,427
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,624,423 |
| High net worth individuals | 6 | $10,948,806 |
| Charitable organizations | Fewer than 5 | $14,569,976 |
| Corporations or other businesses not listed above | Fewer than 5 | $15,858,222 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ajaxam.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ajax Asset MGMT., LLC (CRD 328746): Form ADV filing data as of October 2026.