# AJ Advisors

> AJ Advisors is an SEC-registered investment advisory firm in Nashville, TN, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 321606
- Filed as: AJ ADVISORS
- Legal name: AJ Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Nashville, TN
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/321606
- AdvisorCensus page: https://advisorcensus.com/firm/aj-advisors-nashville-tn-321606

## Quick answers

**How is AJ Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), AJ Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is AJ Advisors located?**
AJ Advisors' principal office is in Nashville, TN, according to its Form ADV.

**Is AJ Advisors registered with the SEC or a state?**
AJ Advisors is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 321606.

**How much does AJ Advisors manage?**
AJ Advisors reports $393,857,212 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have AJ Advisors' assets and staff changed since 2022?**
In the Form ADV data for AJ Advisors: Regulatory assets under management: $203,336,688 in the October 2022 data and $393,857,212 in the October 2026 data, up 94%. Total employees: 3 in October 2022 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AJ Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (290); high net worth individuals (124).

**Which custodians does AJ Advisors use?**
AJ Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does AJ Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/321606

**What changed in AJ Advisors' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $303,506,416 to $393,857,212 (+30%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $393,857,212
- Discretionary: $393,857,212
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 290 | $69,516,517 |
| High net worth individuals | 124 | $322,531,857 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,683,212 |
| Charitable organizations | Fewer than 5 | $125,626 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2022 (4 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, IN, NC, NH, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ajadvice.com
- LinkedIn @ajadvisors
- YouTube @UCoT2GtztQlpmhTfSNUU5mhg

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $203,336,688 | 3 | September 23, 2022 |
| October 2023 | $190,987,032 | 3 | August 29, 2023 |
| October 2024 | $246,990,353 | 4 | March 29, 2024 |
| October 2025 | $303,506,416 | 4 | March 28, 2025 |
| October 2026 | $393,857,212 | 5 | March 26, 2026 |

Regulatory assets under management: $203,336,688 in the October 2022 data and $393,857,212 in the October 2026 data, up 94%.
Total employees: 3 in October 2022 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $303,506,416 to $393,857,212 (+30%).

### January 2026
- No longer registered or notice-filed in CA.

### December 2025
- Registered or notice-filed in NC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AJ Advisors (CRD 321606): Form ADV filing data as of October 2026.