# AIM Capital

> AIM Capital is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 21, 2026.

- CRD: 165183
- Filed as: AIM CAPITAL
- Legal name: The American Institute for Advanced Investment Management, LLP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: February 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165183
- AdvisorCensus page: https://advisorcensus.com/firm/aim-capital-scottsdale-az-165183

## Quick answers

**How is AIM Capital compensated?**
On its Form ADV (Item 5.E, October 2026), AIM Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is AIM Capital located?**
AIM Capital's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is AIM Capital registered with the SEC or a state?**
AIM Capital is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 165183.

**How much does AIM Capital manage?**
AIM Capital reports $309,311,234 in regulatory assets under management in its Form ADV filing dated February 21, 2026 (90% discretionary).

**How have AIM Capital's assets and staff changed since 2021?**
In the Form ADV data for AIM Capital: Regulatory assets under management: $225,372,723 in the October 2021 data and $309,311,234 in the October 2026 data, up 37%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AIM Capital serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (134); individuals (other than high net worth individuals) (102); charitable organizations (10).

**Which custodians does AIM Capital use?**
AIM Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does AIM Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165183

**Does AIM Capital state an account minimum?**
Its Form ADV Part 2A brochure dated February 21, 2026 says: "There are no minimum investment amounts or conditions required for establishing an account managed by AIM Capital."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 21, 2026)

- Account minimum: None

> There are no minimum investment amounts or conditions required for establishing an account managed by AIM Capital.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $309,311,234
- Discretionary: $278,266,564
- Non-discretionary: $31,044,670

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 102 | $27,855,453 |
| High net worth individuals | 134 | $270,379,405 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,002,549 |
| Charitable organizations | 10 | $8,073,827 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2012 (13 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- aimcapaz.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $225,372,723 | 3 | February 26, 2021 |
| October 2022 | $263,521,761 | 3 | March 10, 2022 |
| October 2023 | $225,796,412 | 2 | March 3, 2023 |
| October 2024 | $254,433,297 | 2 | March 15, 2024 |
| October 2025 | $291,325,568 | 2 | February 26, 2025 |
| October 2026 | $309,311,234 | 2 | February 21, 2026 |

Regulatory assets under management: $225,372,723 in the October 2021 data and $309,311,234 in the October 2026 data, up 37%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AIM Capital (CRD 165183): Form ADV filing data as of October 2026.