# AIM Advisors, LLC

> AIM Advisors, LLC is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 30, 2026.

- CRD: 325125
- Filed as: AIM ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Raleigh, NC
- Filing period: October 2026
- Form ADV filing dated: January 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/325125
- AdvisorCensus page: https://advisorcensus.com/firm/aim-advisors-llc-raleigh-nc-325125

## Quick answers

**How is AIM Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), AIM Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is AIM Advisors, LLC located?**
AIM Advisors, LLC's principal office is in Raleigh, NC, according to its Form ADV.

**Is AIM Advisors, LLC registered with the SEC or a state?**
AIM Advisors, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 325125.

**How much does AIM Advisors, LLC manage?**
AIM Advisors, LLC reports $158,201,404 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (99% discretionary).

**How have AIM Advisors, LLC's assets and staff changed since 2023?**
In the Form ADV data for AIM Advisors, LLC: Regulatory assets under management: $100,324,023 in the October 2023 data and $158,201,404 in the October 2026 data, up 58%. Total employees: 4 in October 2023 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AIM Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (130); high net worth individuals (56).

**Which custodians does AIM Advisors, LLC use?**
AIM Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does AIM Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/325125

**Does AIM Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 30, 2026 says: "For its services, AIM does not require a minimum dollar value in assets for establishing or maintaining a client’s account, but the firm reserves the right to decline engagements for various reasons including account size."

**What changed in AIM Advisors, LLC's recent Form ADV filings?**
In the February 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $138,196,527 to $158,201,404 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 30, 2026)

- Account minimum: None

> For its services, AIM does not require a minimum dollar value in assets for establishing or maintaining a client’s account, but the firm reserves the right to decline engagements for various reasons including account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $158,201,404
- Discretionary: $156,664,103
- Non-discretionary: $1,537,301

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 130 | $42,104,126 |
| High net worth individuals | 56 | $115,290,491 |
| Corporations or other businesses not listed above | Fewer than 5 | $806,787 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2023 (3 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- aimadvisorsnc.com
- aimnc1031.com
- ninaoneal.com
- Facebook @aimadvisorsnc
- LinkedIn @aim-advisors-nc
- X @AIMAdvisorsNC
- X @AIMAdvisorsNC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $100,324,023 | 4 | September 11, 2023 |
| October 2024 | $120,844,066 | 5 | February 12, 2024 |
| October 2025 | $138,196,527 | 5 | April 7, 2025 |
| October 2026 | $158,201,404 | 5 | January 30, 2026 |

Regulatory assets under management: $100,324,023 in the October 2023 data and $158,201,404 in the October 2026 data, up 58%.
Total employees: 4 in October 2023 and 5 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $138,196,527 to $158,201,404 (+14%).

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AIM Advisors, LLC (CRD 325125): Form ADV filing data as of October 2026.