# AI Alpha LLC

> AI Alpha LLC is an SEC-registered investment advisory firm in Grand Rapids, MI, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 6, 2026.

- CRD: 334908
- Filed as: AI ALPHA LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Grand Rapids, MI
- Filing period: October 2026
- Form ADV filing dated: April 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334908
- AdvisorCensus page: https://advisorcensus.com/firm/ai-alpha-llc-grand-rapids-mi-334908

## Quick answers

**How is AI Alpha LLC compensated?**
On its Form ADV (Item 5.E, October 2026), AI Alpha LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is AI Alpha LLC located?**
AI Alpha LLC's principal office is in Grand Rapids, MI, according to its Form ADV.

**Is AI Alpha LLC registered with the SEC or a state?**
AI Alpha LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334908.

**How much does AI Alpha LLC manage?**
AI Alpha LLC reports $200,000,000 in regulatory assets under management in its Form ADV filing dated April 6, 2026 (0% discretionary).

**How have AI Alpha LLC's assets and staff changed since 2025?**
In the Form ADV data for AI Alpha LLC: Regulatory assets under management: $0 in the October 2025 data and $200,000,000 in the October 2026 data. Total employees: 2 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AI Alpha LLC serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (5); investment companies (1).

**Which custodians does AI Alpha LLC use?**
AI Alpha LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does AI Alpha LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334908

**What changed in AI Alpha LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 3. Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $200,000,000
- Discretionary: $0
- Non-discretionary: $200,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 5 | $200,000,000 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Other

### Firm details
- Registered since: 2025 (0 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MI, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- my-aialpha.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 2 | June 24, 2025 |
| October 2026 | $200,000,000 | 3 | April 6, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $200,000,000 in the October 2026 data.
Total employees: 2 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 3.
- Registered or notice-filed in TX.

### March 2026
- Employees performing advisory functions went from 2 to 1.
- Updated its list of owners and control persons (Schedule A).

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AI Alpha LLC (CRD 334908): Form ADV filing data as of October 2026.