# Ahlbeck Financial

> Ahlbeck Financial is a state-registered investment advisory firm in Des Plaines, IL, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 15, 2024.

- CRD: 312380
- Filed as: AHLBECK FINANCIAL
- Legal name: Ahlbeck Financial Incorporated
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Des Plaines, IL
- Filing period: October 2026
- Form ADV filing dated: March 15, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/312380
- AdvisorCensus page: https://advisorcensus.com/firm/ahlbeck-financial-des-plaines-il-312380

## Quick answers

**How is Ahlbeck Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Ahlbeck Financial reports these compensation arrangements: a percentage of assets under its management.

**Where is Ahlbeck Financial located?**
Ahlbeck Financial's principal office is in Des Plaines, IL, according to its Form ADV.

**Is Ahlbeck Financial registered with the SEC or a state?**
Ahlbeck Financial is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 312380.

**How much does Ahlbeck Financial manage?**
Ahlbeck Financial reports $7,983,269 in regulatory assets under management in its Form ADV filing dated March 15, 2024 (97% discretionary).

**What types of clients does Ahlbeck Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (25); high net worth individuals (8).

**Does Ahlbeck Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/312380

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $7,983,269
- Discretionary: $7,781,215
- Non-discretionary: $202,054

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $4,482,652 |
| High net worth individuals | 8 | $3,500,617 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ahlbeck Financial (CRD 312380): Form ADV filing data as of October 2026.