# AGW Capital Advisors

> AGW Capital Advisors is an SEC-registered investment advisory firm in Tampa, FL, registered since 2009, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 150570
- Filed as: AGW CAPITAL ADVISORS
- Legal name: Annis Gardner Whiting Capital Advisors LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tampa, FL
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/150570
- AdvisorCensus page: https://advisorcensus.com/firm/agw-capital-advisors-tampa-fl-150570

## Quick answers

**How is AGW Capital Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), AGW Capital Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is AGW Capital Advisors located?**
AGW Capital Advisors' principal office is in Tampa, FL, according to its Form ADV.

**Is AGW Capital Advisors registered with the SEC or a state?**
AGW Capital Advisors is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 150570.

**How much does AGW Capital Advisors manage?**
AGW Capital Advisors reports $1,726,801,585 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (80% discretionary).

**How have AGW Capital Advisors' assets and staff changed since 2021?**
In the Form ADV data for AGW Capital Advisors: Regulatory assets under management: $2,426,248,828 in the October 2021 data and $1,726,801,585 in the October 2026 data, down 29%. Total employees: 11 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AGW Capital Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (92); individuals (other than high net worth individuals) (35); charitable organizations (6).

**Which custodians does AGW Capital Advisors use?**
AGW Capital Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does AGW Capital Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150570

**What changed in AGW Capital Advisors' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 11 to 14. Regulatory assets under management went from $1,480,003,689 to $1,726,801,585 (+17%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,726,801,585
- Discretionary: $1,388,824,292
- Non-discretionary: $337,977,293

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 35 | $13,279,486 |
| High net worth individuals | 92 | $1,369,938,885 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $4,235,196 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $26,673,240 |
| Charitable organizations | 6 | $227,851,127 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $15,225,073 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $69,598,578 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2009 (17 years)
- Employees: 21 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, LA, NC, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- agwcapital.com
- LinkedIn @agwcapitaladvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,426,248,828 | 11 | September 2, 2021 |
| October 2022 | $3,046,270,503 | 13 | July 29, 2022 |
| October 2023 | $2,858,777,816 | 15 | September 20, 2023 |
| October 2024 | $1,150,280,809 | 14 | June 10, 2024 |
| October 2025 | $1,480,003,689 | 18 | March 21, 2025 |
| October 2026 | $1,726,801,585 | 21 | March 13, 2026 |

Regulatory assets under management: $2,426,248,828 in the October 2021 data and $1,726,801,585 in the October 2026 data, down 29%.
Total employees: 11 in October 2021 and 21 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 11 to 14.
- Regulatory assets under management went from $1,480,003,689 to $1,726,801,585 (+17%).
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AGW Capital Advisors (CRD 150570): Form ADV filing data as of October 2026.