{ "crd_number": 153781, "slug": "agf-investments-boston-ma-153781", "primary_business_name": "AGF INVESTMENTS", "legal_name": "AGF INVESTMENTS LLC", "dbas": [], "city": "Boston", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2010-07-29", "years_registered": 16, "period": "2026-10-01", "filing_date": "2026-06-26", "carried_forward": false, "raum_total": 4921927233.0, "raum_discretionary": 2762733232.0, "raum_non_discretionary": 2159194001.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 33, "advisory_employees": 23, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 9334667.0, "count": 8, "description": "FAMILY PARTNERSHIPS & MODEL DELIVERY SERVICES" }, "investment_companies": { "raum": 364732184.0, "count": 1 }, "pooled_investment_vehicles": { "raum": 4533205178.0, "count": 12 }, "corporations_other_businesses": { "raum": 14655204.0, "count": 1, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "PR", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VI", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://agf.com/us/about-agf-investments/index.jsp", "https://linkedin.com/company/agf-managements/posts?feedView=all", "https://twitter.com/agf_us" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/153781", "city_as_filed": "BOSTON", "url": "https://advisorcensus.com/firm/agf-investments-boston-ma-153781", "display_name": "AGF Investments", "summary": "AGF Investments is an SEC-registered investment advisory firm in Boston, MA, registered since 2010, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 26, 2026.", "citation": "AdvisorCensus. AGF Investments (CRD 153781): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is AGF Investments compensated?", "a": "On its Form ADV (Item 5.E, October 2026), AGF Investments reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is AGF Investments located?", "a": "AGF Investments' principal office is in Boston, MA, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is AGF Investments registered with the SEC or a state?", "a": "AGF Investments is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 153781." }, { "q": "How much does AGF Investments manage?", "a": "AGF Investments reports $4,921,927,233 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (56% discretionary)." }, { "q": "How have AGF Investments' assets and staff changed since 2021?", "a": "In the Form ADV data for AGF Investments: Regulatory assets under management: $1,020,996,606 in the October 2021 data and $4,921,927,233 in the October 2026 data, up 382%. Total employees: 11 in October 2021 and 33 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does AGF Investments serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (12); other (8); investment companies (1)." }, { "q": "Does AGF Investments report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153781" }, { "q": "What changed in AGF Investments' recent Form ADV filings?", "a": "In the July 2026 filing data: Registered or notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1020996606.0, "total_employees": 11, "filing_date": "2021-02-24" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1874704596.0, "total_employees": 13, "filing_date": "2022-07-11" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1987820377.0, "total_employees": 13, "filing_date": "2023-06-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2370272310.0, "total_employees": 14, "filing_date": "2024-02-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2764435090.0, "total_employees": 18, "filing_date": "2025-05-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4921927233.0, "total_employees": 33, "filing_date": "2026-06-26" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Registered or notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Employees performing advisory functions went from 9 to 23.", "Regulatory assets under management went from $2,764,435,090 to $4,921,927,233 (+78%).", "Added an office in Toronto.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/agf-investments-boston-ma-153781.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 364732184.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 12, "fewer_than_5": false, "raum": 4533205178.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": true, "raum": 14655204.0 }, { "type": "other", "label": "Other", "count": 8, "fewer_than_5": false, "raum": 9334667.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/153781", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }