# AG Asset Advisory, LLC

> AG Asset Advisory, LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 154406
- Filed as: AG ASSET ADVISORY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154406
- AdvisorCensus page: https://advisorcensus.com/firm/ag-asset-advisory-llc-los-angeles-ca-154406

## Quick answers

**How is AG Asset Advisory, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), AG Asset Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is AG Asset Advisory, LLC located?**
AG Asset Advisory, LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is AG Asset Advisory, LLC registered with the SEC or a state?**
AG Asset Advisory, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 154406.

**How much does AG Asset Advisory, LLC manage?**
AG Asset Advisory, LLC reports $440,473,336 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary).

**How have AG Asset Advisory, LLC's assets and staff changed since 2021?**
In the Form ADV data for AG Asset Advisory, LLC: Regulatory assets under management: $301,956,882 in the October 2021 data and $440,473,336 in the October 2026 data, up 46%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AG Asset Advisory, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (33); individuals (other than high net worth individuals) (2); charitable organizations (2).

**Which custodians does AG Asset Advisory, LLC use?**
AG Asset Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does AG Asset Advisory, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154406

**Does AG Asset Advisory, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 5, 2026 says: "In general, we require a minimum of $5,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 5, 2026)

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum of $5,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $440,473,336
- Discretionary: $440,473,336
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $4,847,116 |
| High net worth individuals | 33 | $410,467,805 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 2 | $25,158,415 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2015 (11 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- agassetadvisory.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $301,956,882 | 3 | March 4, 2021 |
| October 2022 | $307,257,783 | 3 | March 8, 2022 |
| October 2023 | $312,926,002 | 3 | July 19, 2023 |
| October 2024 | $356,339,795 | 3 | March 13, 2024 |
| October 2025 | $409,307,148 | 3 | February 27, 2025 |
| October 2026 | $440,473,336 | 3 | March 5, 2026 |

Regulatory assets under management: $301,956,882 in the October 2021 data and $440,473,336 in the October 2026 data, up 46%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AG Asset Advisory, LLC (CRD 154406): Form ADV filing data as of October 2026.