# AFT, Forsyth & Sober, LLC

> AFT, Forsyth & Sober, LLC is an SEC-registered investment advisory firm in Valrico, FL, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 20, 2026.

- CRD: 162858
- Filed as: AFT, FORSYTH & SOBER, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Valrico, FL
- Filing period: October 2026
- Form ADV filing dated: May 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162858
- AdvisorCensus page: https://advisorcensus.com/firm/aft-forsyth-and-sober-llc-valrico-fl-162858

## Quick answers

**How is AFT, Forsyth & Sober, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), AFT, Forsyth & Sober, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is AFT, Forsyth & Sober, LLC located?**
AFT, Forsyth & Sober, LLC's principal office is in Valrico, FL, according to its Form ADV.

**Is AFT, Forsyth & Sober, LLC registered with the SEC or a state?**
AFT, Forsyth & Sober, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 162858.

**How much does AFT, Forsyth & Sober, LLC manage?**
AFT, Forsyth & Sober, LLC reports $368,484,447 in regulatory assets under management in its Form ADV filing dated May 20, 2026 (11% discretionary).

**How have AFT, Forsyth & Sober, LLC's assets and staff changed since 2021?**
In the Form ADV data for AFT, Forsyth & Sober, LLC: Regulatory assets under management: $249,792,157 in the October 2021 data and $368,484,447 in the October 2026 data, up 48%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AFT, Forsyth & Sober, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (6).

**Which custodians does AFT, Forsyth & Sober, LLC use?**
AFT, Forsyth & Sober, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does AFT, Forsyth & Sober, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162858

**What changed in AFT, Forsyth & Sober, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $323,513,626 to $368,484,447 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $368,484,447
- Discretionary: $39,567,129
- Non-discretionary: $328,917,318

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 6 | $217,039,901 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $145,351,719 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $6,092,827 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $249,792,157 | 2 | September 20, 2021 |
| October 2022 | $295,015,177 | 3 | March 29, 2022 |
| October 2023 | $247,800,840 | 2 | March 31, 2023 |
| October 2024 | $282,420,983 | 2 | March 5, 2024 |
| October 2025 | $323,513,626 | 2 | March 31, 2025 |
| October 2026 | $368,484,447 | 2 | May 20, 2026 |

Regulatory assets under management: $249,792,157 in the October 2021 data and $368,484,447 in the October 2026 data, up 48%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $323,513,626 to $368,484,447 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AFT, Forsyth & Sober, LLC (CRD 162858): Form ADV filing data as of October 2026.