# AFT, Forsyth and Company, Inc.

> AFT, Forsyth and Company, Inc. is an SEC-registered investment advisory firm in Jupiter, FL, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 15, 2026.

- CRD: 137404
- Filed as: AFT, FORSYTH AND COMPANY, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jupiter, FL
- Filing period: October 2026
- Form ADV filing dated: May 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/137404
- AdvisorCensus page: https://advisorcensus.com/firm/aft-forsyth-and-company-inc-jupiter-fl-137404

## Quick answers

**How is AFT, Forsyth and Company, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), AFT, Forsyth and Company, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is AFT, Forsyth and Company, Inc. located?**
AFT, Forsyth and Company, Inc.'s principal office is in Jupiter, FL, according to its Form ADV.

**Is AFT, Forsyth and Company, Inc. registered with the SEC or a state?**
AFT, Forsyth and Company, Inc. is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 137404.

**How much does AFT, Forsyth and Company, Inc. manage?**
AFT, Forsyth and Company, Inc. reports $258,578,067 in regulatory assets under management in its Form ADV filing dated May 15, 2026 (100% discretionary).

**How have AFT, Forsyth and Company, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for AFT, Forsyth and Company, Inc.: Regulatory assets under management: $197,764,165 in the October 2021 data and $258,578,067 in the October 2026 data, up 31%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AFT, Forsyth and Company, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (40); individuals (other than high net worth individuals) (31).

**Which custodians does AFT, Forsyth and Company, Inc. use?**
AFT, Forsyth and Company, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does AFT, Forsyth and Company, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137404

**What changed in AFT, Forsyth and Company, Inc.'s recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $258,578,067
- Discretionary: $258,578,067
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 31 | $11,621,741 |
| High net worth individuals | 40 | $246,956,326 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2005 (21 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $197,764,165 | 2 | March 26, 2021 |
| October 2022 | $221,928,378 | 2 | March 24, 2022 |
| October 2023 | $147,847,107 | 2 | March 16, 2023 |
| October 2024 | $184,904,309 | 1 | September 10, 2024 |
| October 2025 | $232,784,780 | 1 | March 31, 2025 |
| October 2026 | $258,578,067 | 2 | May 15, 2026 |

Regulatory assets under management: $197,764,165 in the October 2021 data and $258,578,067 in the October 2026 data, up 31%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $232,784,780 to $258,578,067 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AFT, Forsyth and Company, Inc. (CRD 137404): Form ADV filing data as of October 2026.