{ "crd_number": 116761, "slug": "aetos-alternatives-management-new-york-ny-116761", "primary_business_name": "AETOS ALTERNATIVES MANAGEMENT", "legal_name": "AETOS ALTERNATIVES MANAGEMENT, L.P.", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2001-12-13", "years_registered": 24, "period": "2026-10-01", "filing_date": "2026-03-25", "carried_forward": false, "raum_total": 5796667297.0, "raum_discretionary": 925042499.0, "raum_non_discretionary": 4871624798.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 19, "advisory_employees": 15, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": null, "count": 0 }, "charitable": { "raum": 2716917785.0, "count": 16 }, "banking_thrift": { "raum": null, "count": 0 }, "state_municipal": { "raum": null, "count": null, "fewer_than_5": true }, "insurance_companies": { "raum": null, "count": 0 }, "investment_companies": { "raum": 426547021.0, "count": 3 }, "pension_profit_sharing": { "raum": 2648327914.0, "count": 13 }, "other_investment_advisers": { "raum": null, "count": 0 }, "high_net_worth_individuals": { "raum": null, "count": 65 }, "pooled_investment_vehicles": { "raum": 4874577.0, "count": 7 }, "corporations_other_businesses": { "raum": null, "count": null, "fewer_than_5": true }, "business_development_companies": { "raum": null, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": null, "count": 0 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "FL", "MA", "NY", "TX" ], "websites": [ "https://aetos.com", "https://linkedin.com/company/aetos-alternatives-management" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/116761", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/aetos-alternatives-management-new-york-ny-116761", "display_name": "Aetos Alternatives Management", "summary": "Aetos Alternatives Management is an SEC-registered investment advisory firm in New York, NY, registered since 2001, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.", "citation": "AdvisorCensus. Aetos Alternatives Management (CRD 116761): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Aetos Alternatives Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Aetos Alternatives Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Aetos Alternatives Management located?", "a": "Aetos Alternatives Management's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Aetos Alternatives Management registered with the SEC or a state?", "a": "Aetos Alternatives Management is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 116761." }, { "q": "How much does Aetos Alternatives Management manage?", "a": "Aetos Alternatives Management reports $5,796,667,297 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (16% discretionary)." }, { "q": "How have Aetos Alternatives Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Aetos Alternatives Management: Regulatory assets under management: $8,828,995,102 in the October 2021 data and $5,796,667,297 in the October 2026 data, down 34%. Total employees: 28 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Aetos Alternatives Management serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (65); charitable organizations (16); pension and profit sharing plans (but not the plan participants or government pension plans) (13)." }, { "q": "Which custodians does Aetos Alternatives Management use?", "a": "Aetos Alternatives Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Aetos Alternatives Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116761" }, { "q": "What changed in Aetos Alternatives Management's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 16 to 15. Regulatory assets under management went from $4,704,268,066 to $5,796,667,297 (+23%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 8828995102.0, "total_employees": 28, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 7811869068.0, "total_employees": 28, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 7064866187.0, "total_employees": 28, "filing_date": "2023-03-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 5356034258.0, "total_employees": 25, "filing_date": "2024-06-07" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4704268066.0, "total_employees": 23, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 5796667297.0, "total_employees": 19, "filing_date": "2026-03-25" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 16 to 15.", "Regulatory assets under management went from $4,704,268,066 to $5,796,667,297 (+23%)." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in CA." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "State Street", "name_as_filed": "STATE STREET", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/aetos-alternatives-management-new-york-ny-116761.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 65, "fewer_than_5": false, "raum": null }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "investment_companies", "label": "Investment companies", "count": 3, "fewer_than_5": false, "raum": 426547021.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 4874577.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 13, "fewer_than_5": false, "raum": 2648327914.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 16, "fewer_than_5": false, "raum": 2716917785.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": null, "fewer_than_5": true, "raum": null }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": null }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": null } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/116761", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }