# AEM Asset Management, LLC

> AEM Asset Management, LLC is an SEC-registered investment advisory firm in Somerset, NJ, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 310360
- Filed as: AEM ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Somerset, NJ
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310360
- AdvisorCensus page: https://advisorcensus.com/firm/aem-asset-management-llc-somerset-nj-310360

## Quick answers

**How is AEM Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), AEM Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does AEM Asset Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Flat fee: $250 to $1,000 (financial planning services); Hourly rate: $100 to $300 an hour (financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is AEM Asset Management, LLC located?**
AEM Asset Management, LLC's principal office is in Somerset, NJ, according to its Form ADV.

**Is AEM Asset Management, LLC registered with the SEC or a state?**
AEM Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310360.

**How much does AEM Asset Management, LLC manage?**
AEM Asset Management, LLC reports $117,863,935 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have AEM Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for AEM Asset Management, LLC: Regulatory assets under management: $130,717,795 in the October 2021 data and $117,863,935 in the October 2026 data, down 10%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AEM Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (22); high net worth individuals (22); charitable organizations (1).

**Which custodians does AEM Asset Management, LLC use?**
AEM Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does AEM Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310360

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Flat fee: $250 to $1,000 (financial planning services)

> We charge a fixed fee for financial planning services, which generally ranges between $250.00 - $1,000.00 .

- Hourly rate: $100 to $300 an hour (financial planning)

> we may alternatively agree to an hourly fee of which ranges between $100 and $300 depending on the scope and complexity of the plan

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $117,863,935
- Discretionary: $117,863,935
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $7,007,295 |
| High net worth individuals | 22 | $96,880,882 |
| Charitable organizations | 1 | $13,975,758 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- aemadvisory.com
- Facebook @aemadvisory

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $130,717,795 | 2 | March 31, 2021 |
| October 2022 | $147,006,120 | 2 | March 29, 2022 |
| October 2023 | $131,172,324 | 2 | March 30, 2023 |
| October 2024 | $127,881,934 | 2 | March 29, 2024 |
| October 2025 | $122,080,087 | 2 | March 28, 2025 |
| October 2026 | $117,863,935 | 2 | March 30, 2026 |

Regulatory assets under management: $130,717,795 in the October 2021 data and $117,863,935 in the October 2026 data, down 10%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AEM Asset Management, LLC (CRD 310360): Form ADV filing data as of October 2026.