{
  "crd_number": 114537,
  "slug": "aegon-asset-management-us-cedar-rapids-ia-114537",
  "primary_business_name": "AEGON ASSET MANAGEMENT US",
  "legal_name": "AEGON USA INVESTMENT MANAGEMENT, LLC",
  "dbas": [
    "AEGON AM",
    "AEGON AM US",
    "AEGON ASSET MANAGEMENT",
    "AEGON ASSET MANAGEMENT NORTH AMERICA",
    "AEGON ASSET MANAGEMENT US"
  ],
  "city": "Cedar Rapids",
  "state": "IA",
  "country": "United States",
  "cbsa_code": "16300",
  "metro": {
    "cbsa_code": "16300",
    "common_name": "Cedar Rapids",
    "msa_name": "Cedar Rapids, IA",
    "path": "/advisors/ia/cedar-rapids"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2001-11-01",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 88799180145.0,
  "raum_discretionary": 88434617307.0,
  "raum_non_discretionary": 364562838.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 217,
  "advisory_employees": 76,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 398385793.0,
      "count": 5,
      "description": "BENEFIT PLAN  AND TRUST"
    },
    "charitable": {
      "raum": 129150704.0,
      "count": 5
    },
    "state_municipal": {
      "raum": 490081932.0,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 61894260905.0,
      "count": 12
    },
    "investment_companies": {
      "raum": 14043961050.0,
      "count": 15
    },
    "pension_profit_sharing": {
      "raum": 1373010931.0,
      "count": 7
    },
    "other_investment_advisers": {
      "raum": 31016610.0,
      "count": null,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 10373855987.0,
      "count": 36
    },
    "corporations_other_businesses": {
      "raum": 24142210.0,
      "count": null,
      "fewer_than_5": true
    },
    "sovereign_wealth_foreign_official": {
      "raum": 41314023.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 4,
  "states_registered": [
    "FL",
    "IA",
    "IL",
    "MD"
  ],
  "websites": [
    "https://aegonam.com",
    "https://linkedin.com/COMPANY/AEGONAM"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114537",
  "disclosure_items": [
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "CEDAR RAPIDS",
  "url": "https://advisorcensus.com/firm/aegon-asset-management-us-cedar-rapids-ia-114537",
  "display_name": "Aegon Asset Management US",
  "summary": "Aegon Asset Management US is an SEC-registered investment advisory firm in Cedar Rapids, IA, registered since 2001, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Aegon Asset Management US (CRD 114537): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Aegon Asset Management US compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Aegon Asset Management US reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "Where is Aegon Asset Management US located?",
      "a": "Aegon Asset Management US' principal office is in Cedar Rapids, IA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Aegon Asset Management US registered with the SEC or a state?",
      "a": "Aegon Asset Management US is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 114537."
    },
    {
      "q": "How much does Aegon Asset Management US manage?",
      "a": "Aegon Asset Management US reports $88,799,180,145 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Aegon Asset Management US' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Aegon Asset Management US: Regulatory assets under management: $113,207,978,442 in the October 2021 data and $88,799,180,145 in the October 2026 data, down 22%. Total employees: 307 in October 2021 and 217 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Aegon Asset Management US serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (36); investment companies (15); insurance companies (12)."
    },
    {
      "q": "Which custodians does Aegon Asset Management US use?",
      "a": "Aegon Asset Management US' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank NA and J.P. Morgan as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Aegon Asset Management US report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114537"
    },
    {
      "q": "What changed in Aegon Asset Management US' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 80 to 76."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 113207978442.0,
      "total_employees": 307,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 108880313198.0,
      "total_employees": 304,
      "filing_date": "2022-09-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 87349594698.0,
      "total_employees": 289,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 88549358554.0,
      "total_employees": 258,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 86310065074.0,
      "total_employees": 239,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 88799180145.0,
      "total_employees": 217,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 80 to 76."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Citibank NA",
      "name_as_filed": "CITIBANK NA",
      "affiliated": false
    },
    {
      "name": "J.P. Morgan",
      "name_as_filed": "J.P. MORGAN",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/aegon-asset-management-us-cedar-rapids-ia-114537.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 15,
      "fewer_than_5": false,
      "raum": 14043961050.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 36,
      "fewer_than_5": false,
      "raum": 10373855987.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 1373010931.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 5,
      "fewer_than_5": false,
      "raum": 129150704.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 490081932.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": 31016610.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 12,
      "fewer_than_5": false,
      "raum": 61894260905.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 41314023.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 24142210.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 5,
      "fewer_than_5": false,
      "raum": 398385793.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114537",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}