{ "crd_number": 289505, "slug": "aegon-asset-management-uk-plc-edinburgh-289505", "primary_business_name": "AEGON ASSET MANAGEMENT UK PLC", "legal_name": "AEGON ASSET MANAGEMENT UK PLC", "dbas": [ "AAM", "AAM UK", "AEGON AM", "AEGON AM UK", "AEGON ASSET MANAGEMENT" ], "city": "Edinburgh", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-09-07", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 52625862465.0, "raum_discretionary": 49823884648.0, "raum_non_discretionary": 2801977817.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 254, "advisory_employees": 87, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "insurance_companies": { "raum": 30556755009.0, "count": null, "fewer_than_5": true }, "investment_companies": { "raum": 670408369.0, "count": 2 }, "pension_profit_sharing": { "raum": 1743468031.0, "count": 6 }, "pooled_investment_vehicles": { "raum": 19655231056.0, "count": 44 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://aegonam.com", "https://instagram.com/aegonam", "https://linkedin.com/COMPANY/AEGONAMUK", "https://x.com/aegonamuk" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289505", "city_as_filed": "EDINBURGH", "url": "https://advisorcensus.com/firm/aegon-asset-management-uk-plc-edinburgh-289505", "display_name": "Aegon Asset Management UK PLC", "summary": "Aegon Asset Management UK PLC is an SEC-registered investment advisory firm in Edinburgh, United Kingdom, registered since 2017, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Aegon Asset Management UK PLC (CRD 289505): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Aegon Asset Management UK PLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Aegon Asset Management UK PLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Aegon Asset Management UK PLC located?", "a": "Aegon Asset Management UK PLC's principal office is in Edinburgh, United Kingdom, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Aegon Asset Management UK PLC registered with the SEC or a state?", "a": "Aegon Asset Management UK PLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289505." }, { "q": "How much does Aegon Asset Management UK PLC manage?", "a": "Aegon Asset Management UK PLC reports $52,625,862,465 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (95% discretionary)." }, { "q": "How have Aegon Asset Management UK PLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Aegon Asset Management UK PLC: Regulatory assets under management: $1,174,965,176 in the October 2021 data and $52,625,862,465 in the October 2026 data, up 4379%. Total employees: 339 in October 2021 and 254 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Aegon Asset Management UK PLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (44); pension and profit sharing plans (but not the plan participants or government pension plans) (6); investment companies (2)." }, { "q": "Which custodians does Aegon Asset Management UK PLC use?", "a": "Aegon Asset Management UK PLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank NA as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Aegon Asset Management UK PLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289505" }, { "q": "What changed in Aegon Asset Management UK PLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 71 to 87. Regulatory assets under management went from $43,374,626,309 to $52,625,862,465 (+21%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1174965176.0, "total_employees": 339, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1047600789.0, "total_employees": 307, "filing_date": "2022-09-20" }, { "period": "2023-10-01", "regulatory_assets_under_management": 832938020.0, "total_employees": 313, "filing_date": "2023-03-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2085508426.0, "total_employees": 301, "filing_date": "2024-09-18" }, { "period": "2025-10-01", "regulatory_assets_under_management": 43374626309.0, "total_employees": 273, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 52625862465.0, "total_employees": 254, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 71 to 87.", "Regulatory assets under management went from $43,374,626,309 to $52,625,862,465 (+21%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Citibank NA", "name_as_filed": "CITIBANK NA", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/aegon-asset-management-uk-plc-edinburgh-289505.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 2, "fewer_than_5": false, "raum": 670408369.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 44, "fewer_than_5": false, "raum": 19655231056.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 6, "fewer_than_5": false, "raum": 1743468031.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 30556755009.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289505", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }