# Aegis Wealth Management, LLC

> Aegis Wealth Management, LLC is an SEC-registered investment advisory firm in Maitland, FL, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 199511
- Filed as: AEGIS WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Maitland, FL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/199511
- AdvisorCensus page: https://advisorcensus.com/firm/aegis-wealth-management-llc-maitland-fl-199511

## Quick answers

**How is Aegis Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aegis Wealth Management, LLC reports these compensation arrangements: fixed fees (other than subscription fees).

**How much does Aegis Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Aegis Wealth Management, LLC located?**
Aegis Wealth Management, LLC's principal office is in Maitland, FL, according to its Form ADV.

**Is Aegis Wealth Management, LLC registered with the SEC or a state?**
Aegis Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 199511.

**How much does Aegis Wealth Management, LLC manage?**
Aegis Wealth Management, LLC reports $190,373,409 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (91% discretionary).

**How have Aegis Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Aegis Wealth Management, LLC: Regulatory assets under management: $152,721,434 in the October 2021 data and $190,373,409 in the October 2026 data, up 25%. Total employees: 7 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Aegis Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (103); high net worth individuals (67).

**Which custodians does Aegis Wealth Management, LLC use?**
Aegis Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Aegis Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/199511

**Does Aegis Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Aegis does not have a minimum account size."

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> Aegis charges an annual, flat, fixed fee that is determined based on a percentage of assets under management up to 1.00%.

> Aegis charges a fee of up to 1% of plan assets annually to be paid quarterly in arrears as indicated on the plan advisory contract.

- Account minimum: None

> Aegis does not have a minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $190,373,409
- Discretionary: $173,075,906
- Non-discretionary: $17,297,503

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 103 | $32,212,513 |
| High net worth individuals | 67 | $154,208,260 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $3,952,636 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- aegiswm.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $152,721,434 | 7 | March 1, 2021 |
| October 2022 | $169,768,251 | 5 | March 31, 2022 |
| October 2023 | $134,529,157 | 4 | April 3, 2023 |
| October 2024 | $160,766,736 | 4 | April 1, 2024 |
| October 2025 | $174,232,161 | 4 | March 31, 2025 |
| October 2026 | $190,373,409 | 4 | March 31, 2026 |

Regulatory assets under management: $152,721,434 in the October 2021 data and $190,373,409 in the October 2026 data, up 25%.
Total employees: 7 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aegis Wealth Management, LLC (CRD 199511): Form ADV filing data as of October 2026.