# Aegis Wealth Management, Inc.

> Aegis Wealth Management, Inc. is an SEC-registered investment advisory firm in Guthrie Center, IA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 11, 2026.

- CRD: 301990
- Filed as: AEGIS WEALTH MANAGEMENT, INC.
- Also doing business as: ALLEGIANT FINANCIAL SALES GROUP LLC, AMERICAN LIBERTY FINANCIAL NETWORK, CROWN HAVEN WEALTH MANAGEMENT LLC, HARFORD WEALTH GROUP INC., OAKWAY FINANCIAL LLC, SIMPLIFY ENTERPRISES LLC, STEWART WEALTH ADVISORS, TRUMAN AND ASSOCIATES INC., WILKINSON FINANCIAL, ZARA FINANCIAL GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Guthrie Center, IA
- Filing period: October 2026
- Form ADV filing dated: August 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/301990
- AdvisorCensus page: https://advisorcensus.com/firm/aegis-wealth-management-inc-guthrie-center-ia-301990

## Quick answers

**How is Aegis Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Aegis Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Aegis Wealth Management, Inc. located?**
Aegis Wealth Management, Inc.'s principal office is in Guthrie Center, IA, according to its Form ADV; the September 2026 filing also lists 19 other offices (Schedule D, Section 1.F).

**Is Aegis Wealth Management, Inc. registered with the SEC or a state?**
Aegis Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301990.

**How much does Aegis Wealth Management, Inc. manage?**
Aegis Wealth Management, Inc. reports $216,466,362 in regulatory assets under management in its Form ADV filing dated August 11, 2026 (100% discretionary).

**How have Aegis Wealth Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Aegis Wealth Management, Inc.: Regulatory assets under management: $55,315,605 in the October 2021 data and $216,466,362 in the October 2026 data, up 291%. Total employees: 27 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Aegis Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,334); high net worth individuals (16).

**Which custodians does Aegis Wealth Management, Inc. use?**
Aegis Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Aegis Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301990

**Does Aegis Wealth Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 19, 2026 says: "Aegis Wealth requires a minimum of $ 10,000 to open and maintain an advisory account. In our sole discretion, we may waive this requirement."

**What changed in Aegis Wealth Management, Inc.'s recent Form ADV filings?**
In the September 2026 filing data: No longer lists the business name Pier Financial Group. Added an office in Boca Raton, FL. No longer lists an office in Hermosa Beach, CA. No longer lists an office in Tampa, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 19, 2026)

- Account minimum: $10,000 (the brochure says it may be waived or negotiated)

> Aegis Wealth requires a minimum of $ 10,000 to open and maintain an advisory account. In our sole discretion, we may waive this requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $216,466,362
- Discretionary: $216,466,362
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,334 | $189,479,994 |
| High net worth individuals | 16 | $26,986,368 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 27 total, 27 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, CT, FL, HI, IA, ID, IN, KS, MA, MD, MI, MO, NH, NJ, NY, OH, OK, OR, SC, TX, UT, VA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Beamont, TX
- Bel Air, MD
- Boca Raton, FL
- Boynton Beach, FL
- Carmel, IN
- Dallas, TX
- Denver, CO
- Golden, CO
- Grandville, MI
- Holladay, UT
- Kaysville, UT
- Laconia, NH
- Lakewood, CO
- Naples, FL
- Ozark, MO
- Palm City, FL
- Palm Harbor, FL
- Springfield, MO
- Troy, OH

### Websites listed on Form ADV (Item 1.I)
- aegiswealthmanagement.com
- allegiantfsg.com
- americanlibertyfn.com
- cwilkinsonfinancial.com
- engineeredplan.com
- oakwayfinancial.com
- pierfinancialgroup.com
- simplifyenterprises.com
- soteriaretirement.com
- stewartwealthadvisors.com
- trumanandassociates.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $55,315,605 | 27 | June 21, 2021 |
| October 2022 | $120,610,723 | 31 | September 26, 2022 |
| October 2023 | $134,993,577 | 28 | September 26, 2023 |
| October 2024 | $143,104,727 | 30 | July 18, 2024 |
| October 2025 | $175,971,164 | 31 | March 10, 2025 |
| October 2026 | $216,466,362 | 27 | August 11, 2026 |

Regulatory assets under management: $55,315,605 in the October 2021 data and $216,466,362 in the October 2026 data, up 291%.
Total employees: 27 in October 2021 and 27 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- No longer lists the business name Pier Financial Group.
- Added an office in Boca Raton, FL.
- No longer lists an office in Hermosa Beach, CA.
- No longer lists an office in Tampa, FL.

### August 2026
- Added an office in Holladay, UT.
- Added an office in Palm City, FL.

### July 2026
- Added an office in Tampa, FL.

### April 2026
- Employees performing advisory functions went from 31 to 27.
- Regulatory assets under management went from $175,971,164 to $216,466,362 (+23%).
- Added an office in Boynton Beach, FL.
- Registered or notice-filed in NJ.

### March 2026
- Added the business name Harford Wealth Group Inc..
- Added the business name Zara Financial Group.
- Added an office in Bel Air, MD.
- Added an office in Palm Harbor, FL.
- No longer lists an office in Caldwell, ID.
- No longer lists an office in Lakewood Ranch, FL.
- No longer lists an office in Overland Park, KS.
- Registered or notice-filed in MD.

### December 2025
- Registered or notice-filed in OR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aegis Wealth Management, Inc. (CRD 301990): Form ADV filing data as of October 2026.