# Aegis Financial Advisory

> Aegis Financial Advisory is a state-registered investment advisory firm in Lake Oswego, OR, registered since 2006, with no regulatory assets under management reported in its Form ADV filing dated June 19, 2026.

- CRD: 137602
- Filed as: AEGIS FINANCIAL ADVISORY
- Legal name: Aegis Financial Advisory, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lake Oswego, OR
- Filing period: October 2026
- Form ADV filing dated: June 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/137602
- AdvisorCensus page: https://advisorcensus.com/firm/aegis-financial-advisory-lake-oswego-or-137602

## Quick answers

**How is Aegis Financial Advisory compensated?**
On its Form ADV (Item 5.E, October 2026), Aegis Financial Advisory reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Aegis Financial Advisory located?**
Aegis Financial Advisory's principal office is in Lake Oswego, OR, according to its Form ADV.

**Is Aegis Financial Advisory registered with the SEC or a state?**
Aegis Financial Advisory is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 137602.

**Does Aegis Financial Advisory report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/137602

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Advisory services (Item 5.G)
- Financial planning services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [aegisadvisory.com](https://aegisadvisory.com)
- [feeonlynetwork.com/financial-advisor/joseph-alfonso](https://feeonlynetwork.com/financial-advisor/joseph-alfonso)
- [letsmakeaplan.org/find-a-cfp-professional/certified-professional-profile/5fe726bf-d844-464c-ae04-5d492384d881](https://letsmakeaplan.org/find-a-cfp-professional/certified-professional-profile/5fe726bf-d844-464c-ae04-5d492384d881)
- [napfa.org/firm/5384/7838](https://napfa.org/firm/5384/7838)
- [rssa.com/analyst/Joseph-Alfonso](https://rssa.com/analyst/Joseph-Alfonso)
- [xyplanningnetwork.com/advisors/joseph-alfonso-cfp-chfc](https://xyplanningnetwork.com/advisors/joseph-alfonso-cfp-chfc)
- [yelp.com/biz/aegis-financial-advisory-cupertino-2](https://yelp.com/biz/aegis-financial-advisory-cupertino-2)
- [yelp.com/biz/aegis-financial-advisory-lake-oswego-2](https://yelp.com/biz/aegis-financial-advisory-lake-oswego-2)
- Facebook @AEGISADVISORY

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aegis Financial Advisory (CRD 137602): Form ADV filing data as of October 2026.